| 23-02899 | 06/24/2024 | Claimant(s): Kevin Dziubela
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Debra A. Jenks, Alessandra Piras Torrens
Hearing Site: Boca Raton, FL
| | |
| 21-02549 | 02/02/2023 | Claimant(s): Steven Howell
Claimant Lawyers(s): Michael Hill
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Mark C. Perry, Alessandra Piras Torrens, Danielle Dudai
Hearing Site: Boca Raton, FL
|  | $0 |
| 19-00647 | 07/18/2022 | Claimant(s): Steven Mariano, Steven M. Mariano Revocable Trust
Claimant Lawyers(s): Jeffrey A. Tew
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Steven Gerard Goerke, Alessandra Piras Torrens, Joanne Colbert Stanley
Hearing Site: Boca Raton, FL
| | $0 |
| 19-01202 | 02/10/2022 | Claimant(s): Patricia Mezzancello, DCB321
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): David McCorison
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Herbert Branitsky, Alessandra Piras Torrens, Peter Frank Ferola
Hearing Site: Boca Raton, FL
| | $0 |
| 20-01547 | 07/20/2021 | Claimant(s): Ameriprise Financial Services, American Enterprise Investment Services
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Mariam Silverman, M Silverman Living Trust dated 12/5/18
Respondent Lawyers(s): Jeffrey Kaplan
Arbitrator(s): David P. Slater, Richard J. Kaplan, Alessandra Piras Torrens
Hearing Site: Boca Raton, FL
| | $0 |
