22-00099 | 04/19/2023 | Claimant(s): Courtney Mathy, John Cooper, Mariette Cooper, Reginald Cooper, Armour Self Storage II, Courtney Mathy Trust Claimant Lawyers(s): Casey Obren Respondent(s): TD Ameritrade. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Walter Steven Schwartz, William B. Morgan, J. William Brammer Hearing Site: Phoenix, AZ
| | $0 |
21-02549 | 02/02/2023 | Claimant(s): Steven Howell Claimant Lawyers(s): Michael Hill Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Mark C. Perry, Alessandra Piras Torrens, Danielle Dudai Hearing Site: Boca Raton, FL
| | $0 |
19-02822 | 08/06/2021 | Claimant(s): Constantine Cristo Claimant Lawyers(s): Constantine Gus Cristo Respondent(s): Charles Schwab & Co.., Charles Schwab Bank, Charles Schwab Corporation, Charles Schwab Investment Management Inc, Schwab Holdings. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Robert Rosen, Sally G. Williams, Thomas L. Marshall Hearing Site: San Diego, CA
| | $0 |
19-01545 | 06/30/2021 | Claimant(s): Eleven Stones, L.P. Claimant Lawyers(s): W. Barry Blum Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Herbert N. Ladenheim, Kevin A. Llinas, Robert Lawrence Ostrov Hearing Site: Boca Raton, FL
| | $0 |
20-03033 | 05/21/2021 | Claimant(s): Mohammed Sami Claimant Lawyers(s): Mohammed Sami Respondent(s): TD Ameritrade. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA
| | $0 |
13-02788 | 07/21/2014 | Claimant(s): Mark White Claimant Lawyers(s): Stacey M. Garrett Respondent(s): Elisabeta Taborelli Respondent Lawyers(s): Elisabeta Taborelli Arbitrator(s): Alan Stamm, John B. La Rue, Robert Elman Hearing Site: Los Angeles, CA
| | Expungement |
09-06200 | 11/04/2011 | Claimant(s): Michael Padilla, PTC Acquisitions Claimant Lawyers(s): David Darnell Respondent(s): Citigroup Global Markets., Morgan Stanley, Nat Di Carlo, Robert Martensen, Smith Barney, Smith Barney Consulting Group, The Catalina Group Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Dorothy B. Strackbein, David W. Dresnick, Robert E. Jenks Hearing Site: Los Angeles, CA
| | $0 |
08-02552 | 09/30/2009 | Claimant(s): Bruce M. Eliot and Denise O. Eliot Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Philip W. Burge, Richard J. Stall, Robert B. Hansohn Hearing Site: Los Angeles, CA
| | $96,300 |
08-03215 | 09/25/2009 | Claimant(s): The Nasatir Children's Trust Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Richard M. Leigh, Ronald L. Cameron, Arthur T. Berggren Hearing Site: Los Angeles, CA
| | $125,729 |
08-02698 | 08/12/2009 | Claimant(s): Gary Mayes, Estate of Elwin D. Mayes, Gary Brent May Claimant Lawyers(s): Marnie C. Lambert Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Frank M. Romano, Christine Winn Powell, William A. Allen Hearing Site: Houston, TX
| | $116,000 |