FINRA Awards for John B. La Rue

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 7 out of 7 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-02659	12/05/2014	Claimant(s): Christopher Barra, Luis Sampedro Claimant Lawyers(s): R. Rogge Dunn Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Robin D. Fessel Arbitrator(s): Sandra L. Malek, James Stephan Mulholland, John B. La Rue Hearing Site: Los Angeles, CA
13-02788	07/21/2014	Claimant(s): Mark White Claimant Lawyers(s): Stacey M. Garrett Respondent(s): Elisabeta Taborelli Respondent Lawyers(s): Elisabeta Taborelli Arbitrator(s): Alan Stamm, John B. La Rue, Robert Elman Hearing Site: Los Angeles, CA		Expungement
11-04580	06/04/2014	Claimant(s): Rick Cooper Claimant Lawyers(s): Robert C. Rosen Respondent(s): Richard Lanni, Ronald Vogel, Vincent Moy Respondent Lawyers(s): Charles LaChaussee, John L. Erikson, Mitchell J. Albert Arbitrator(s): John B. La Rue, Rosa Linda Guadarrama, John R Sustersic Hearing Site: Los Angeles, CA		$0
13-02889	05/01/2014	Claimant(s): UBS Financial Services Inc., Mark Fasano Claimant Lawyers(s): William McC. Montgomery Respondent(s): Richard Doretti Respondent Lawyers(s): Jacob H. Zamansky Arbitrator(s): Gary Timothy Haight, Christine A. Page, John B. La Rue Hearing Site: Los Angeles, CA		Expungement
11-02276	03/28/2013	Claimant(s): Jacki Conolley, Sheldon Bloch, The North Family Trust, The Weston Living Trust Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Payne L. Templeton Arbitrator(s): Elliott Zachary Seff, Eugene A. Taylor, John B. La Rue Hearing Site: Los Angeles, CA		Expungement
11-00428	07/13/2012	Claimant(s): Lucie Falk, Joseph and Lucie Falk Trst uadtd 5/11/88 Claimant Lawyers(s): Lucie Falk Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Robert J. Ruben, John B. La Rue, Arthur T. Berggren Hearing Site: Los Angeles, CA		Expungement
11-03200	03/21/2012	Claimant(s): Estate of Albert S. Newton Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Shea O'Brien Hicks Arbitrator(s): John B. La Rue Hearing Site: Birmingham, AL		$25,425