15-03150 | 07/13/2016 | Claimant(s): Timothy Craiger Claimant Lawyers(s): Joseph Fogel Respondent(s): Capital City Securities Respondent Lawyers(s): Todd E. Crawford Arbitrator(s): James R. Duncan, Mark S. Priver, James Stephan Mulholland Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
10-02659 | 12/05/2014 | Claimant(s): Christopher Barra, Luis Sampedro Claimant Lawyers(s): R. Rogge Dunn Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Robin D. Fessel Arbitrator(s): Sandra L. Malek, James Stephan Mulholland, John B. La Rue Hearing Site: Los Angeles, CA
| | |
08-01327 | 08/16/2010 | Claimant(s): Amnon Kawa, Amva Holdings, L. P. Claimant Lawyers(s): Silvio Nardoni Respondent(s): Shlomo Eplboim, Eplboim, Poutre & Co. Respondent Lawyers(s): David Berke Arbitrator(s): Roberta Haft, Marvin B. Karelitz, James Stephan Mulholland Hearing Site: Los Angeles, CA
| | $253,843 |
09-03504 | 04/16/2010 | Claimant(s): Mid Coast Builders, Mid Coast Builders Supply Inc. 1, Mid Coast Builders Supply. 2, The New Mid-Coast Plan BJC, The New Mid-Coast Plan BJC PM, The New Mid-Coast Plan REC, The Cook Trust dtd 5/3/88 Claimant Lawyers(s): Alan R. Templeman Respondent(s): Citigroup Global Markets., John Sottile, Morgan Stanley Smith Barney Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Stanley C. Morris, Steven J. Feldman, James Stephan Mulholland Hearing Site: Los Angeles, CA
| | $0 |