15-03226 | 01/24/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): Edward Levi Respondent Lawyers(s): Edward Kelly Levi Arbitrator(s): Robert A. Lombardi, Marvin B. Karelitz, W. Alex King Hearing Site: Los Angeles, CA
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15-00422 | 06/15/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): Philip Bugay Respondent Lawyers(s): Timothy J. Trager Arbitrator(s): Marvin B. Karelitz, Steven J. Feldman, Yvonne Brathwaite Burke Hearing Site: Los Angeles, CA
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15-02039 | 04/29/2016 | Claimant(s): Frances Cey, Gilbert Solomon, Judy Solomon, Ronald Cey Claimant Lawyers(s): Adam Gana, Adam Weinstein Respondent(s): First Allied Securities. Respondent Lawyers(s): Valerie N. Gallo Arbitrator(s): Joyce L. Hurley, Annette Gres Shepherd, Marvin B. Karelitz Hearing Site: Los Angeles, CA
| | Expungement |
12-02689 | 06/02/2014 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania T. Facher Respondent(s): Duc Tran, Gary Wei, Richard McKusick Respondent Lawyers(s): Catania T. Facher, G. Thomas Fleming Arbitrator(s): Ronald L. Cameron, Marvin B. Karelitz, David Pierce Lyon Hearing Site: Los Angeles, CA
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13-00260 | 10/01/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Payne L. Templeton Respondent(s): James O'Brien IRA, The James E. O'Brien MD Separate Propert Respondent Lawyers(s): James O'Brien Arbitrator(s): Elizabeth A. Copley, Vincent J. Natoli, Marvin B. Karelitz Hearing Site: Los Angeles, CA
| | Expungement |
10-01546 | 07/05/2011 | Claimant(s): Susan Inbar-Grecco, Susan Inbar-Grecco Trust dtd 9/13/1989 Claimant Lawyers(s): Jared R. B. Hutton Respondent(s): Jose Lamas, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kenneth C. Mennemeier Arbitrator(s): Michael R. Mitchell, Joyce L. Hurley, Marvin B. Karelitz Hearing Site: Los Angeles, CA
| | $0 |
08-02014 | 10/15/2010 | Claimant(s): Sean Greene Claimant Lawyers(s): Steven D. Toskes Respondent(s): Dennis Devaney, United Capital Asset Management, United Capital Markets. Respondent Lawyers(s): Joseph E. Floren Arbitrator(s): Chester L. Firestein, Vincent J. Natoli, Marvin B. Karelitz Hearing Site: Los Angeles, CA
| | Expungement |
08-01327 | 08/16/2010 | Claimant(s): Amnon Kawa, Amva Holdings, L. P. Claimant Lawyers(s): Silvio Nardoni Respondent(s): Shlomo Eplboim, Eplboim, Poutre & Co. Respondent Lawyers(s): David Berke Arbitrator(s): Roberta Haft, Marvin B. Karelitz, James Stephan Mulholland Hearing Site: Los Angeles, CA
| | $253,843 |
07-01031 | 10/11/2007 | Claimant(s): Thomas Hulick Claimant Lawyers(s): Paul Kroeger Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Marcie S. Mintz Arbitrator(s): Harry Miller, Marvin B. Karelitz, Steven A. Wawra Hearing Site: Los Angeles, CA
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