Potomac Analytics' Logo

FINRA Awards for Adam Gana

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0149009/06/2024Claimant(s): Alan Bulotsky, Deluvina Lopez, George Wilson, Janice Almeleh, Jean Wilson, Toby Bulotsky, Grace Lutheran Church of Grace Lutheran, George Wilson IRA, Jean Wilson IRA, Toby D. Bulotsky Trust
Claimant Lawyers(s): Adam Gana
Respondent(s): Ages Financial Services, Ltd.
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Randy R. Maher, Janice L. Sperow, Helen W. Kinnaird
Hearing Site: San Diego, CA
Checkmark Icon$1,148,130
22-0188202/27/2024Claimant(s): Esther Kim, Ambrosia Networks LLC
Claimant Lawyers(s): Adam Gana
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Barbara M. Zak, Robert B. Hansohn, Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
23-0070111/20/2023Claimant(s): Marc Basist
Claimant Lawyers(s): Adam Gana
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
Checkmark IconDismissed by Rule 12206(b)
19-0298107/13/2020Claimant(s): Brenda Rossman
Claimant Lawyers(s): Adam Gana
Respondent(s): Investment Architects.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Mark Alan Sevigny, Gregory Douglas Stone, Carolyn Renee Payne
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206/12504
16-0101806/20/2019Claimant(s): Amy Eisner, Carolyn Herrmann, David Freilicher, Ellen Nass, Hal Nass, Helene Posnick, Herbert Pfeffer, Jean Schram, John Skalicky, Kirstine Schaeffer, Lawrence Eisner, Marc Hyman, Myrna Barzelatto, Paul Posnick, Richard Schram, Robert Gluckin, Robert Skollar, Thomas Herrmann, William Bernstein, Estate of Joan B. Gluckin, et al
Claimant Lawyers(s): Adam J. Weinstein, Adam Gana
Respondent(s): David Blisk, Suzanne McKeown, Spire Securities
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Sandra D. Parker, Amy Banet, Albert Rizzo
Hearing Site: New York, NY
Checkmark Icon$3,000,000
17-0242512/05/2018Claimant(s): Eugene Gennarelli
Claimant Lawyers(s): Adam Gana
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Kent L. Benziger, Jay Alan Kranis
Hearing Site: New York, NY
Checkmark IconExpungement
17-0036008/13/2018Claimant(s): Mary Shea, Patrick Shea
Claimant Lawyers(s): Adam Gana
Respondent(s): Windsor Street Capital
Respondent Lawyers(s): Compliance Officer
Arbitrator(s): Tracy L. Allen, Michael S. Jordan, David E. Jarvis
Hearing Site: Milwaukee, WI
Checkmark Icon$4,978,000
16-0065803/28/2018Claimant(s): Richard Levine
Claimant Lawyers(s): Adam Gana
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Michael J. Quarequio, Richard Carl Smukler, John B. Sochacki
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
17-0220203/19/2018Claimant(s): Gabriel Indihar
Claimant Lawyers(s): Adam Gana
Respondent(s): Fenix Securities
Respondent Lawyers(s): Sarah Chaudhry
Arbitrator(s): Brian J. Burstin, Kathleen Mary Hodge, Steven C. Kasarda
Hearing Site: New York, NY
16-0225709/22/2017Claimant(s): Karen Fogel, Ronald Fogel
Claimant Lawyers(s): Adam Gana
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: New York, NY
Checkmark IconExpungement

22 Results

Display: