23-01397 | 05/16/2024 | Claimant(s): Liliana Molina Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Spire Securities Respondent Lawyers(s): Feisal A. Malik Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC
| | |
20-00554 | 09/28/2023 | Claimant(s): Brenda Blisk, Spire Investment Partners, Spire Securities, Spire Wealth Management Claimant Lawyers(s): Matthew C. Plant Respondent(s): Cecile Hult, Dianne Nolin, Eric Ashburn, Joseph Gallemore, Argent Bridge Advisors Respondent Lawyers(s): Kate E. DiGeronimo Arbitrator(s): Patricia H. Latham, Jonathan Edward Levine, Jay N. Lazrus Hearing Site: Washington, DC
| | |
20-02622 | 02/11/2021 | Claimant(s): James Goodland Claimant Lawyers(s): Brian Luther Respondent(s): Cambridge Investment Research., Spire Securities Respondent Lawyers(s): Max Schatzow, Richard H. Kuhlman Arbitrator(s): Gregory G. Gocek Hearing Site: Minneapolis, MN
| | |
16-01018 | 06/20/2019 | Claimant(s): Amy Eisner, Carolyn Herrmann, David Freilicher, Ellen Nass, Hal Nass, Helene Posnick, Herbert Pfeffer, Jean Schram, John Skalicky, Kirstine Schaeffer, Lawrence Eisner, Marc Hyman, Myrna Barzelatto, Paul Posnick, Richard Schram, Robert Gluckin, Robert Skollar, Thomas Herrmann, William Bernstein, Estate of Joan B. Gluckin, et al Claimant Lawyers(s): Adam J. Weinstein, Adam Gana Respondent(s): David Blisk, Suzanne McKeown, Spire Securities Respondent Lawyers(s): Paul A. Lieberman Arbitrator(s): Sandra D. Parker, Amy Banet, Albert Rizzo Hearing Site: New York, NY
| | $3,000,000 |
17-01361 | 06/20/2019 | Claimant(s): Amy Eisner, Carolyn Herrmann, David Freilicher, Ellen Nass, Hal Nass, Helene Posnick, Jean Schram, John Skalicky, Kirstine Schaeffer, Lawrence Eisner, Marc Hyman, Paul Posnick, Richard Schram, Robert Gluckin, Robert Skollar, Thomas Herrmann, William Bernstein, Estate of Joan B. Gluckin, HFP Holdings, Holla4, Betty Ziernicki Trust Claimant Lawyers(s): Adam J. Weinstein Respondent(s): David Blisk, Suzzane McKeown, Spire Securities Respondent Lawyers(s): Paul A. Lieberman Arbitrator(s): Dora M. Lassinger, Peter A. Goldman, Thomas Michael Gandolfo Hearing Site: New York, NY
| | $3,000,000 |