23-02933 | 08/13/2024 | Claimant(s): Peter Mamais Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Richard W. Cutler, Amy Banet, Diana Lucerene Armstrong-Walker Hearing Site: New York, NY
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18-00038 | 11/16/2021 | Claimant(s): Devin Wicker Claimant Lawyers(s): Marc Jonas Block Respondent(s): Alan Mele, John Barry, Tribal Capital Markets Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Keely D. Parr, Amy Banet, Kathleen Kuzmen Malone Hearing Site: New York, NY
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16-03088 | 01/02/2020 | Claimant(s): Eddy Santos Claimant Lawyers(s): Eddy E. Santos Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Eva H. Posman, Jeffrey P. Bachmann, Amy Banet Hearing Site: New York, NY
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16-01018 | 06/20/2019 | Claimant(s): Amy Eisner, Carolyn Herrmann, David Freilicher, Ellen Nass, Hal Nass, Helene Posnick, Herbert Pfeffer, Jean Schram, John Skalicky, Kirstine Schaeffer, Lawrence Eisner, Marc Hyman, Myrna Barzelatto, Paul Posnick, Richard Schram, Robert Gluckin, Robert Skollar, Thomas Herrmann, William Bernstein, Estate of Joan B. Gluckin, et al Claimant Lawyers(s): Adam J. Weinstein, Adam Gana Respondent(s): David Blisk, Suzanne McKeown, Spire Securities Respondent Lawyers(s): Paul A. Lieberman Arbitrator(s): Sandra D. Parker, Amy Banet, Albert Rizzo Hearing Site: New York, NY
| | $3,000,000 |
16-02897 | 11/30/2017 | Claimant(s): Leonard Demontagnac Claimant Lawyers(s): Jonathan Sack Respondent(s): Nomura Securities International. Respondent Lawyers(s): Joel Chernov Arbitrator(s): Richard E. Castiglioni, Amy Banet, Eric Mattison Rosenberg Hearing Site: New York, NY
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15-00899 | 10/13/2016 | Claimant(s): Clifford Murray Claimant Lawyers(s): Alexander Rayskin Respondent(s): Empire Asset Management Company Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Jack Friedman, Noah D. Sorkin, Amy Banet Hearing Site: New York, NY
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16-00774 | 09/28/2016 | Claimant(s): Henry Bladon Claimant Lawyers(s): Henry Bladon Respondent(s): Avenir Financial Group Respondent Lawyers(s): Michael Clements Arbitrator(s): Amy Banet Hearing Site: New York, NY
| | $33,266 |
12-04099 | 05/07/2015 | Claimant(s): National Australia Bank Limited, TSL (USA)Inc. Claimant Lawyers(s): Jonathan E. Pickhardt Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Philip M. Bowman Arbitrator(s): Susan C. Lushing, Alfred John Del Rey, Amy Banet Hearing Site: New York, NY
| | $80,000,000 |
12-02597 | 10/02/2013 | Claimant(s): William Roache Claimant Lawyers(s): Michael M. Steinmetz Respondent(s): John Macrone Respondent Lawyers(s): John E. Lawlor Arbitrator(s): Richard W. Vallario, Howard L. Sobel, Amy Banet Hearing Site: New York, NY
| | $699,394 |