| 16-03088 | 01/02/2020 | Claimant(s): Eddy Santos
Claimant Lawyers(s): Eddy E. Santos
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Eva H. Posman, Jeffrey P. Bachmann, Amy Banet
Hearing Site: New York, NY
| | |
| 16-01018 | 06/20/2019 | Claimant(s): Amy Eisner, Carolyn Herrmann, David Freilicher, Ellen Nass, Hal Nass, Helene Posnick, Herbert Pfeffer, Jean Schram, John Skalicky, Kirstine Schaeffer, Lawrence Eisner, Marc Hyman, Myrna Barzelatto, Paul Posnick, Richard Schram, Robert Gluckin, Robert Skollar, Thomas Herrmann, William Bernstein, Estate of Joan B. Gluckin, et al
Claimant Lawyers(s): Adam J. Weinstein, Adam Gana
Respondent(s): David Blisk, Suzanne McKeown, Spire Securities
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Sandra D. Parker, Amy Banet, Albert Rizzo
Hearing Site: New York, NY
|  | $3,000,000 |
| 16-02897 | 11/30/2017 | Claimant(s): Leonard Demontagnac
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Joel Chernov
Arbitrator(s): Richard E. Castiglioni, Amy Banet, Eric Mattison Rosenberg
Hearing Site: New York, NY
| | |
| 15-00899 | 10/13/2016 | Claimant(s): Clifford Murray
Claimant Lawyers(s): Alexander Rayskin
Respondent(s): Empire Asset Management Company
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Jack Friedman, Noah D. Sorkin, Amy Banet
Hearing Site: New York, NY
| | |
| 16-00774 | 09/28/2016 | Claimant(s): Henry Bladon
Claimant Lawyers(s): Henry Bladon
Respondent(s): Avenir Financial Group
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Amy Banet
Hearing Site: New York, NY
| | $33,266 |
| 12-04099 | 05/07/2015 | Claimant(s): National Australia Bank Limited, TSL (USA)Inc.
Claimant Lawyers(s): Jonathan E. Pickhardt
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Philip M. Bowman
Arbitrator(s): Susan C. Lushing, Alfred John Del Rey, Amy Banet
Hearing Site: New York, NY
| | $80,000,000 |
| 12-02597 | 10/02/2013 | Claimant(s): William Roache
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): John Macrone
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Richard W. Vallario, Howard L. Sobel, Amy Banet
Hearing Site: New York, NY
| | $699,394 |
