Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00840 | 02/14/2023 | Claimant(s): Christopher Falconer Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Jack Friedman, Sandra Holtzman, Marc B Adelman Hearing Site: Jersey City, NJ | ||
| 21-02604 | 07/22/2022 | Claimant(s): Paul Habib Claimant Lawyers(s): Paul George Habib Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Jack Friedman, Dean Burrell, Jason Pickholz Hearing Site: Jersey City, NJ | ||
| 21-02570 | 03/09/2022 | Claimant(s): Daniel Rosen Claimant Lawyers(s): Daniel Rosen Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Greg M. Scanlon Arbitrator(s): Jack Friedman Hearing Site: Jersey City, NJ |  | $300 |
| 21-00780 | 10/01/2021 | Claimant(s): Seamus and Ann Ryan Claimant Lawyers(s): Seamus Ryan Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Jack Friedman Hearing Site: New York, NY | | $225 |
| 19-00474 | 03/25/2021 | Claimant(s): Alberto Nieves, Gladys Anton Claimant Lawyers(s): Darryl J. Bouganim Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): Jack Friedman, Mary Ellen Burns, Edmund Timothy Donovan Hearing Site: New York, NY | | $250,000 |
| 19-03183 | 04/06/2020 | Claimant(s): Marc Strafaci Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Jack Friedman Hearing Site: Newark, NJ | ||
| 19-01797 | 02/03/2020 | Claimant(s): AXA Advisors, AXA Network Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Ricardo Urrutia Respondent Lawyers(s): Ricardo Enrique Urrutia Arbitrator(s): Jack Friedman Hearing Site: New York, NY | ||
| 19-00750 | 12/05/2019 | Claimant(s): Jeffrey Heinel Claimant Lawyers(s): Joel Wertman Respondent(s): The Investment Center. Respondent Lawyers(s): Douglas A. Wright Arbitrator(s): Jack Friedman, Marvin L. Schuldiner, Richard Morse Hearing Site: Newark, NJ | ||
| 19-01705 | 12/05/2019 | Claimant(s): AXA Advisors, AXA Network Claimant Lawyers(s): Kenneth O'Connor Respondent(s): David Schrank Respondent Lawyers(s): David Jay Schrank Arbitrator(s): Jack Friedman Hearing Site: Newark, NJ | ||
| 18-02326 | 08/13/2019 | Claimant(s): Thomas Durney Claimant Lawyers(s): Blaine Bortnick Respondent(s): SMBC Nikko Securities America. Respondent Lawyers(s): Alnisa S. Bell Arbitrator(s): Jack Friedman, Martin Deignan Dehler, Tina Eskreis Nelson Hearing Site: New York, NY |