| 20-03879 | 07/20/2021 | Claimant(s): Ana Pazmino
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Paul K. Barenholtz, Annamaria Boccia Smith, Edward W. Morris
Hearing Site: New York, NY
| | |
| 19-00474 | 03/25/2021 | Claimant(s): Alberto Nieves, Gladys Anton
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Jack Friedman, Mary Ellen Burns, Edmund Timothy Donovan
Hearing Site: New York, NY
|  | $250,000 |
| 18-03274 | 03/19/2021 | Claimant(s): Justin Ort, Michael Ostad, Patrick Melnik, Thomas Themistocles
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Empire Asset Management Company
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Martin Izaak, Evonne WJ Tolbert, Michael S. Lazan
Hearing Site: New York, NY
| | $86,022 |
| 17-02322 | 07/25/2019 | Claimant(s): Peter Lobrutto
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum
Arbitrator(s): Anthony Michael Sabino, Leona Beane, Emily Diamond
Hearing Site: New York, NY
| | Expungement |
| 16-03717 | 06/13/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Michael Pellegrino
Respondent Lawyers(s): Darryl J. Bouganim
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
| | |
