| 23-02557 | 04/03/2024 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Christopher J. Murdoch
Respondent(s): Leibish Schwartz
Respondent Lawyers(s): Leibish Schwartz
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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| 22-02244 | 01/30/2024 | Claimant(s): Jason Bayuk
Claimant Lawyers(s): John Hitchings
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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| 22-00316 | 10/30/2023 | Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): David Paul
Respondent(s): Adil Sener, John Bills, Kevin Phillips, Robert Kavanagh, Schuyler Fabian, Pei Global Partners LLC
Respondent Lawyers(s): Joshua D. Liston
Arbitrator(s): Michael S. Lazan, Eric Zaidins, Richard M Kosnik
Hearing Site: New York, NY
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| 22-01390 | 02/09/2023 | Claimant(s): Michael Briese
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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| 22-00417 | 10/04/2022 | Claimant(s): Kristan Gregory
Claimant Lawyers(s): Parisis G. Filippatos
Respondent(s): Arena Financial Services
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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| 21-01831 | 04/13/2022 | Claimant(s): Thomas Rimini
Claimant Lawyers(s): Thomas Rimini
Respondent(s): J.P. Morgan Securities, Bear Stearns Asset Management Inc.
Respondent Lawyers(s): Eric K. Hildenbrand, Steven J. Pearlman
Arbitrator(s): Laura Carraher, Michael S. Lazan, Leona Beane
Hearing Site: New York, NY
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| 18-03274 | 03/19/2021 | Claimant(s): Justin Ort, Michael Ostad, Patrick Melnik, Thomas Themistocles
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Empire Asset Management Company
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Martin Izaak, Evonne WJ Tolbert, Michael S. Lazan
Hearing Site: New York, NY
|  | $86,022 |
| 18-01288 | 02/08/2021 | Claimant(s): David Romhilt
Claimant Lawyers(s): Sandra Lahens
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Ross E. Firsenbaum
Arbitrator(s): Douglas F. Stone, Ivan W. Harper, Michael S. Lazan
Hearing Site: New York, NY
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| 20-01184 | 09/25/2020 | Claimant(s): Michael Lackwood
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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| 19-02615 | 08/26/2020 | Claimant(s): John Melchior
Claimant Lawyers(s): Michael B. Ranis
Respondent(s): New York Life Insurance Company
Respondent Lawyers(s): Michael Banks
Arbitrator(s): Robert J. Kheel, Michael S. Lazan, Pierre F. de Ravel d'Esclapon
Hearing Site: New York, NY
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