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FINRA Awards for Cantor Fitzgerald & Co.

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Displaying 10 out of 28 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0253906/17/2024Claimant(s): Simon Andriesz
Claimant Lawyers(s): Neal Brickman
Respondent(s): Jean Aubin, Mark Webster, Cantor Fitzgerald & Co., Paul Pion, William Shields, BGC Financial, L.P.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Robert J. Kheel, Geoffrey M. Elkind, Dakota Shawn Harbison
Hearing Site: New York, NY
23-0065012/20/2023Claimant(s): David Pennella
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Samantha Springer
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
22-0031610/30/2023Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): David Paul
Respondent(s): Adil Sener, John Bills, Kevin Phillips, Robert Kavanagh, Schuyler Fabian, Pei Global Partners LLC
Respondent Lawyers(s): Joshua D. Liston
Arbitrator(s): Michael S. Lazan, Eric Zaidins, Richard M Kosnik
Hearing Site: New York, NY
19-0175109/12/2022Claimant(s): Simon Andriesz
Claimant Lawyers(s): Neal Brickman
Respondent(s): Jean Aubin, Mark Webster, Michael Sulfaro, Cantor Fitzgerald & Co., Paul Pion, Shawn McLoughlin, William Shields, BGC Financial, L.P.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Lise Gabrielle Hunter, Jennifer Lupo, Richard M. Gray
Hearing Site: New York, NY
20-0366803/03/2022Claimant(s): Eric Wenzel
Claimant Lawyers(s): Howard Schragin
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Howard J. Stiefel, Elliot Schnapp, James G Paulsen
Hearing Site: New York, NY
17-0120411/23/2021Claimant(s): Jordan Cahn
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Peter A. Goldman, Mary P. Bass, Jason Scott Eveleth
Hearing Site: New York, NY
20-0063009/07/2021Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): David A. Paul
Respondent(s): Michael Brennan
Respondent Lawyers(s): Jessica A. Murzyn
Arbitrator(s): Jill Pilgrim, Jay Alan Kranis, Michael A Pickholz
Hearing Site: New York, NY
16-0345003/26/2021Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): Nirav S. Shah
Respondent(s): Jefferies LLC
Respondent Lawyers(s): Joanna Wright
Arbitrator(s): Larry H. Irom, John J. Kilkenny, Joseph L. Calabrese
Hearing Site: New York, NY
19-0105802/25/2021Claimant(s): Randee Paston
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Joan Maxine Secofsky, Roberta Wolf, Paula Ellen Berg
Hearing Site: New York, NY
17-0231510/25/2019Claimant(s): James Smyth
Claimant Lawyers(s): Ross B Intelisano
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): William G. Binckes, Ronald Harris Kisner, Leslie Conason
Hearing Site: New York, NY

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