23-01325 | 07/17/2024 | Claimant(s): Charles Mather Claimant Lawyers(s): Jonathan Sack Respondent(s): Truist Securities. Respondent Lawyers(s): Paul R. Barsness Arbitrator(s): Robert J. Kheel, Annamaria Boccia Smith, Anna M Barone Hearing Site: New York, NY
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22-02539 | 06/17/2024 | Claimant(s): Simon Andriesz Claimant Lawyers(s): Neal Brickman Respondent(s): Jean Aubin, Mark Webster, Cantor Fitzgerald & Co., Paul Pion, William Shields, BGC Financial, L.P. Respondent Lawyers(s): Nirav S. Shah Arbitrator(s): Robert J. Kheel, Geoffrey M. Elkind, Dakota Shawn Harbison Hearing Site: New York, NY
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21-00141 | 09/26/2022 | Claimant(s): Fatima Menou Claimant Lawyers(s): Scott Doherty Respondent(s): Rohit Chaku, Xiao Huang, Barclays Capital. Respondent Lawyers(s): Victoria Sloan Lin Arbitrator(s): Robert J. Kheel, Leona Beane, Steven Gary Leventhal Hearing Site: New York, NY
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20-00033 | 09/09/2022 | Claimant(s): Mark Kolta Claimant Lawyers(s): Mark S. Kolta Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Daniel Scott Furst Arbitrator(s): Robert J. Kheel, Joan Caridi, Judith B Weinstock Hearing Site: New York, NY
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20-01635 | 06/07/2021 | Claimant(s): Christ Baltas, Michael Chakos, Vincent Mangone Claimant Lawyers(s): Liam O'Brien Respondent(s): Worden Capital Management LLC, Jamie Worden Respondent Lawyers(s): William M. Dailey Arbitrator(s): Robert J. Kheel, Harvey Barrison, Jerome Bernard McDevitt Hearing Site: New York, NY
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19-02615 | 08/26/2020 | Claimant(s): John Melchior Claimant Lawyers(s): Michael B. Ranis Respondent(s): New York Life Insurance Company Respondent Lawyers(s): Michael Banks Arbitrator(s): Robert J. Kheel, Michael S. Lazan, Pierre F. de Ravel d'Esclapon Hearing Site: New York, NY
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19-00942 | 12/13/2019 | Claimant(s): Adam Stevko Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert J. Kheel Hearing Site: New York, NY
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19-01681 | 10/18/2019 | Claimant(s): Benjamin Sax Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert J. Kheel Hearing Site: New York, NY
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17-02392 | 07/05/2018 | Claimant(s): Adam Riback Claimant Lawyers(s): David Hirschberg Respondent(s): Joseph Gunnar & Co. LLC Respondent Lawyers(s): John E. Lawlor Arbitrator(s): Robert J. Kheel Hearing Site: New York, NY
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15-01484 | 04/04/2018 | Claimant(s): Euro Pacific Capital. Claimant Lawyers(s): Rachael Kierych Respondent(s): Oppenheimer & Co. Inc. Respondent Lawyers(s): S. Lawrence Polk Arbitrator(s): Robert J. Kheel, Jack Friedman, Jerry M. Greenspan Hearing Site: New York, NY
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