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FINRA Awards for UBS Financial Services Inc.

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Displaying 10 out of 1,583 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0099311/26/2024Claimant(s): Dario Suarez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey Medina
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
24-0208511/26/2024Claimant(s): Mitchell Riesenberger
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Kenneth R. Starr, Kenneth W. Gosliner, Catherine Esther Bocskor
Hearing Site: Boston, MA
23-0098311/26/2024Claimant(s): Nelson Rodriguez Fernandez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey Medina
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
23-0228911/25/2024Claimant(s): Wendy Kosberg Starr Trust Dated 9/24
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): A.J. Borrelli
Arbitrator(s): Mary Elizabeth Skelnik, Michael Wayne Johnston, Kenneth Joe Gold
Hearing Site: Dallas, TX
Checkmark IconExpungement
23-0304311/20/2024Claimant(s): Rey Medina Velez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Russell Del Toro Parra
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
23-0240911/13/2024Claimant(s): Jose Chaves
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey Medina
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
23-0095411/12/2024Claimant(s): Federico Lopez Juarbe
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
23-0283811/12/2024Claimant(s): Miguel Hernandez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey Medina
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
23-0296511/11/2024Claimant(s): Rafael Rivera
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Steven N. Ainbinder
Hearing Site: San Juan, PR
23-0294111/11/2024Claimant(s): Jose Chaves
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR

1,583 Results

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