24-02085 | 11/26/2024 | Claimant(s): Mitchell Riesenberger Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Kenneth R. Starr, Kenneth W. Gosliner, Catherine Esther Bocskor Hearing Site: Boston, MA
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23-03585 | 11/26/2024 | Claimant(s): Dylan Brosious Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Floyd Gerry Hoffman Hearing Site: Phoenix, AZ
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23-03512 | 11/15/2024 | Claimant(s): Brandon Rosenbaum Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Richard J. Lawrence Hearing Site: Seattle, WA
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24-00229 | 11/01/2024 | Claimant(s): Christopher Allen Claimant Lawyers(s): Peter Lindholm Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Kenneth J. Horowitz Hearing Site: Jersey City, NJ
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23-03453 | 09/11/2024 | Claimant(s): Lou Varanese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA
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23-03033 | 09/10/2024 | Claimant(s): Matthew Buchsbaum Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Laura Carraher Hearing Site: New York, NY
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23-00270 | 09/06/2024 | Claimant(s): Hollis Kazmann, Thomas Walters Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jacqueline R. Fox, Jeff Kilgore, James Douglas Gaughan Hearing Site: Houston, TX
| | Expungement |
22-02807 | 08/27/2024 | Claimant(s): Chrisandra Delesky, Jonathan Provoost Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Paul Allan Massaro, Jay Alan Kranis, David Patrick Syring Hearing Site: Jersey City, NJ
| | Expungement |
22-02620 | 08/06/2024 | Claimant(s): Patrick Roth Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Bertha Maria Rodriguez Hearing Site: Jersey City, NJ
| | Expungement |
22-02399 | 07/17/2024 | Claimant(s): 2002 Alice H. Hanley Descendants' Trust, E. Nicole H. Pickett 2002 Descendants', Lee Merrill H. Curtis 2002 Descendants', SAR Trust A u/w/o William Lee Hanley Jr., The Hanley 2012 Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Nancy J. Cliff, Michael P. Schiff, Gerald H. Grayson Hearing Site: Boca Raton, FL
| | Expungement |