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FINRA Awards for David I. Hantman

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Displaying 10 out of 220 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0208511/26/2024Claimant(s): Mitchell Riesenberger
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Kenneth R. Starr, Kenneth W. Gosliner, Catherine Esther Bocskor
Hearing Site: Boston, MA
23-0358511/26/2024Claimant(s): Dylan Brosious
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Floyd Gerry Hoffman
Hearing Site: Phoenix, AZ
23-0351211/15/2024Claimant(s): Brandon Rosenbaum
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard J. Lawrence
Hearing Site: Seattle, WA
24-0022911/01/2024Claimant(s): Christopher Allen
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Jersey City, NJ
23-0345309/11/2024Claimant(s): Lou Varanese
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
23-0303309/10/2024Claimant(s): Matthew Buchsbaum
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Laura Carraher
Hearing Site: New York, NY
23-0027009/06/2024Claimant(s): Hollis Kazmann, Thomas Walters
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jacqueline R. Fox, Jeff Kilgore, James Douglas Gaughan
Hearing Site: Houston, TX
Checkmark IconExpungement
22-0280708/27/2024Claimant(s): Chrisandra Delesky, Jonathan Provoost
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Paul Allan Massaro, Jay Alan Kranis, David Patrick Syring
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
22-0262008/06/2024Claimant(s): Patrick Roth
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Bertha Maria Rodriguez
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
22-0239907/17/2024Claimant(s): 2002 Alice H. Hanley Descendants' Trust, E. Nicole H. Pickett 2002 Descendants', Lee Merrill H. Curtis 2002 Descendants', SAR Trust A u/w/o William Lee Hanley Jr., The Hanley 2012 Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Nancy J. Cliff, Michael P. Schiff, Gerald H. Grayson
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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