22-02807 | 08/27/2024 | Claimant(s): Chrisandra Delesky, Jonathan Provoost Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Paul Allan Massaro, Jay Alan Kranis, David Patrick Syring Hearing Site: Jersey City, NJ
| | Expungement |
22-02620 | 08/06/2024 | Claimant(s): Patrick Roth Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Bertha Maria Rodriguez Hearing Site: Jersey City, NJ
| | Expungement |
22-02399 | 07/17/2024 | Claimant(s): 2002 Alice H. Hanley Descendants' Trust, E. Nicole H. Pickett 2002 Descendants', Lee Merrill H. Curtis 2002 Descendants', SAR Trust A u/w/o William Lee Hanley Jr., The Hanley 2012 Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Nancy J. Cliff, Michael P. Schiff, Gerald H. Grayson Hearing Site: Boca Raton, FL
| | Expungement |
23-00448 | 06/26/2024 | Claimant(s): Jennifer Gold Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Alex Chivarsky, UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman, Omar Perez Arbitrator(s): Robert B. Hansohn, Brent J. Rosenbaum, Farshad Ghodoosi Hearing Site: Los Angeles, CA
| | Expungement |
23-03642 | 06/25/2024 | Claimant(s): Drew Freides Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Stuart Sinai, Mary C. Davis, Peter A.P. Dunlop Hearing Site: Los Angeles, CA
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23-01122 | 06/07/2024 | Claimant(s): William Straub Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Thomas W. Allen Hearing Site: Dallas, TX
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23-01396 | 06/05/2024 | Claimant(s): Charles L. Roberts Trust Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL
| | Expungement |
23-03027 | 05/24/2024 | Claimant(s): Scott Rosenberg Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Harvey E. Benjamin Hearing Site: New York, NY
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23-01807 | 05/16/2024 | Claimant(s): Timothy Kenska Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
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23-00373 | 05/14/2024 | Claimant(s): Jeffrey Jackson Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Michele S. Riley Hearing Site: New York, NY
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