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FINRA Awards for Bertha Maria Rodriguez

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0262008/06/2024Claimant(s): Patrick Roth
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Bertha Maria Rodriguez
Hearing Site: Jersey City, NJ
Checkmark IconExpungement

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