22-02807 | 08/27/2024 | Claimant(s): Chrisandra Delesky, Jonathan Provoost Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Paul Allan Massaro, Jay Alan Kranis, David Patrick Syring Hearing Site: Jersey City, NJ
| | Expungement |
21-00120 | 08/13/2024 | Claimant(s): Ralph Shalom Claimant Lawyers(s): Steven D. Toskes Respondent(s): David Lerner Associates. Respondent Lawyers(s): Eugene Small Arbitrator(s): John A. Scudiero, Jay Alan Kranis, Louis Arnold Russo Hearing Site: Jersey City, NJ
| | Expungement |
22-02620 | 08/06/2024 | Claimant(s): Patrick Roth Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Bertha Maria Rodriguez Hearing Site: Jersey City, NJ
| | Expungement |
23-02468 | 12/29/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Kwame Adusei Respondent Lawyers(s): Kwame Adusei Arbitrator(s): Jay Alan Kranis Hearing Site: New York, NY
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23-02352 | 12/19/2023 | Claimant(s): Wendy Holmes Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Jay Alan Kranis Hearing Site: New York, NY
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23-00210 | 08/21/2023 | Claimant(s): Jon Newman Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Richard W. Cutler, Jay Alan Kranis, Lynda Kommel-Browne Hearing Site: New York, NY
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22-02297 | 06/01/2023 | Claimant(s): Charles Failla Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates., R.D. White & Co.. Respondent Lawyers(s): Gianluca Morello, Louis Pagano Arbitrator(s): Michael H DuBoff, Jay Alan Kranis, Joanne Basso Mack Hearing Site: New York, NY
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21-00816 | 01/30/2023 | Claimant(s): Bruce Ryan, Richard Kreger, RHK Capital Claimant Lawyers(s): Richard Slavin Respondent(s): Susan Lemoine, William McCance, Advisory Group Equity Services Ltd., Trust Advisory Group LTD Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Edward W. Morris, Christian Leslie Billet, Jay Alan Kranis Hearing Site: New York, NY
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19-03035 | 12/27/2022 | Claimant(s): Ryan Lee Claimant Lawyers(s): Laurence Landsman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leni D. Battaglia Arbitrator(s): Howard W. Hirschhorn, Jay Alan Kranis, William Travis Hearing Site: New York, NY
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20-03835 | 12/02/2021 | Claimant(s): Nathan Ritzer Claimant Lawyers(s): Stefan Apotheker Respondent(s): David Lerner Associates. Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Sylvia Kaminsky, Bryan David Glass, Jay Alan Kranis Hearing Site: Jersey City, NJ
| | Expungement |