| 21-00120 | 08/13/2024 | Claimant(s): Ralph Shalom
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene Small
Arbitrator(s): John A. Scudiero, Jay Alan Kranis, Louis Arnold Russo
Hearing Site: Jersey City, NJ
|  | Expungement |
| 17-00237 | 08/06/2020 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Eugene Small
Respondent(s): John Uriostegui, Rod Nakamoto
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Ronald L. Cameron, Michael M. Hachigian, Marc S. Joseph
Hearing Site: Los Angeles, CA
| | |
| 17-00001 | 01/07/2020 | Claimant(s): Gigi Jordan
Claimant Lawyers(s): Daniel Kornstein
Respondent(s): Rose Cohen, J.P. Morgan Securities Inc
Respondent Lawyers(s): Eugene Small
Arbitrator(s): Howard L. Sobel, Martin A. Edelstein, Jill I. Gross
Hearing Site: New York, NY
| | Lack Jurisdiction (Rule 12200/12201) |
| 18-01293 | 10/31/2018 | Claimant(s): Ivan Alfaro-Ismodes
Claimant Lawyers(s): Eugene Small
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew Chow
Arbitrator(s): James J. Fishman, Stevon Lord Forrester, Peter McClellan Wright
Hearing Site: New York, NY
| | |
| 17-00982 | 10/30/2017 | Claimant(s): Harvey Boshart, James Fagan
Claimant Lawyers(s): Eugene Small
Respondent(s): Frederick Kobrick
Respondent Lawyers(s): Frederick Kobrick
Arbitrator(s): Richard J. Grahn, Frederick J. Myers, Arthur Thomas Carr
Hearing Site: Boston, MA
| | Expungement |
| 15-03270 | 10/11/2017 | Claimant(s): Estate of Antoinette Peloso
Claimant Lawyers(s): Jeffrey Hellman
Respondent(s): David Lerner Associates., David Beckerman
Respondent Lawyers(s): Eugene Small
Arbitrator(s): James T. Carney, Rosemary Christina Crawford, Mary Kathleen Mackey
Hearing Site: Pittsburgh, PA
| | $0 |
| 16-01076 | 08/08/2017 | Claimant(s): Thomas Fuchs and Kathleen Fuchs
Claimant Lawyers(s): David Jaroslawicz
Respondent(s): J.P. Morgan Securities, Philip Dub
Respondent Lawyers(s): Eugene Small
Arbitrator(s): Marguerite B. Filson, Thomas J. Stock, Carol Maria Luttati
Hearing Site: New York, NY
| | $100,000 |
| 16-03042 | 03/27/2017 | Claimant(s): Eric Stubbs
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities, RBC Capital Markets LLC
Respondent Lawyers(s): Eugene Small, Patrick Howley
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
| | |
| 14-00897 | 12/20/2016 | Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Eugene Small
Respondent(s): Edward Kovac, Kenneth Kaufman, Mark Varon, Patrick Pilla, Paul Hashim, Paul Triano, Robert Maiorano, Metlife Securities Inc.
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): Michael H. DuBoff, Alida D. Camp, Frank Steven London
Hearing Site: New York, NY
| | |
