FINRA Awards for Arthur Thomas Carr

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01634	01/08/2019	Claimant(s): Daniel Weil Claimant Lawyers(s): Irwin Weltz Respondent(s): Stacey Lavender-Mayers, Trevor Saliba, NMS Capital Advisors., NMS Capital Securities Respondent Lawyers(s): Robert C. Harris Arbitrator(s): Colette Manoil, Paul Gregory Smith, Arthur Thomas Carr Hearing Site: Boston, MA
17-00982	10/30/2017	Claimant(s): Harvey Boshart, James Fagan Claimant Lawyers(s): Eugene Small Respondent(s): Frederick Kobrick Respondent Lawyers(s): Frederick Kobrick Arbitrator(s): Richard J. Grahn, Frederick J. Myers, Arthur Thomas Carr Hearing Site: Boston, MA		Expungement
13-00144	11/22/2013	Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Joseph Keenan Respondent(s): Thomas Hand Respondent Lawyers(s): Thomas Alexander Hand Arbitrator(s): Kevin J Mulrey, Jeffrey P. Petrucelly, Arthur Thomas Carr Hearing Site: Boston, MA
11-02335	06/28/2012	Claimant(s): J.P. Morgan Securities LLC Claimant Lawyers(s): Eugene L. Small Respondent(s): Keith Melanson Respondent Lawyers(s): David L. Ward Arbitrator(s): Nancy E. Watters, Arthur Thomas Carr Hearing Site: Boston, MA