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FINRA Awards for Kevin J Mulrey

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0014411/22/2013Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph Keenan
Respondent(s): Thomas Hand
Respondent Lawyers(s): Thomas Alexander Hand
Arbitrator(s): Kevin J Mulrey, Jeffrey P. Petrucelly, Arthur Thomas Carr
Hearing Site: Boston, MA
11-0218110/11/2012Claimant(s): Frank Mazer, Samuel Elliot Pendelton Mazer, Cus & Tru, Frank B. Mazer Foundation, by Frank Maze
Claimant Lawyers(s): Gaytri Kachroo
Respondent(s): UBS Financial Services Inc., Michael Collins
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): John A. Morin, Kevin J Mulrey, Brian J. Dunn
Hearing Site: Boston, MA
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10-0383907/20/2011Claimant(s): Arthur Manaselian
Claimant Lawyers(s): Benajamin Lapin
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Joseph Keenan
Arbitrator(s): Kevin J Mulrey, Leon E. Byng, Allen W. Fullerton
Hearing Site: Boston, MA
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