| 14-03705 | 12/08/2015 | Claimant(s): Genevieve Lenehan
Claimant Lawyers(s): Robert Jutras
Respondent(s): Justin Amaral, Morgan Stanley
Respondent Lawyers(s): Amy McCallen, William Hohauser
Arbitrator(s): John A. Morin, Robert J. Ambrogi, Melinda S. Milberg
Hearing Site: Boston, MA
|  | $1,058,600 |
| 13-01675 | 12/04/2013 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): James Valis
Respondent Lawyers(s): Sean Carnathan
Arbitrator(s): John A. Morin, Robert V. Deiana, James Alden Lincoln
Hearing Site: Boston, MA
| | |
| 12-00628 | 01/24/2013 | Claimant(s): Gail Jefferson IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): LPL Financial LLC, Paul Fitzpatrick
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): John A. Morin, Nickolas F. Monteforte, Susan E. Maloney
Hearing Site: Boston, MA
| | Expungement |
| 11-02181 | 10/11/2012 | Claimant(s): Frank Mazer, Samuel Elliot Pendelton Mazer, Cus & Tru, Frank B. Mazer Foundation, by Frank Maze
Claimant Lawyers(s): Gaytri Kachroo
Respondent(s): UBS Financial Services Inc., Michael Collins
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): John A. Morin, Kevin J Mulrey, Brian J. Dunn
Hearing Site: Boston, MA
| | $0 |
| 06-05199 | 01/18/2008 | Claimant(s): David Maurice, Lois Carrier
Claimant Lawyers(s): Jeffrey B. Kelvin
Respondent(s): LPL fka Linsco/Private Ledger Corp.
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Joan Stearns Johnsen, John A. Morin, B. John Dill
Hearing Site: Boston, MA
| | |
