| 24-01001 | 11/27/2024 | Claimant(s): David Bedford, Jeffrey Crum
Claimant Lawyers(s): Clay Wash
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Herb Schwartz, Thomas R. Watkins, David A. Schuler
Hearing Site: Chicago, IL
| | |
| 23-03585 | 11/26/2024 | Claimant(s): Dylan Brosious
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Floyd Gerry Hoffman
Hearing Site: Phoenix, AZ
| | |
| 23-03512 | 11/15/2024 | Claimant(s): Brandon Rosenbaum
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard J. Lawrence
Hearing Site: Seattle, WA
| | |
| 23-02348 | 11/13/2024 | Claimant(s): Ciara Wohlgemuth
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
| | |
| 21-02882 | 11/04/2024 | Claimant(s): Gregory Bradshaw
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Samuel P. Peluso, Gayle B. Carlson, Mitchel Weiss
Hearing Site: Jacksonville, FL
| | |
| 24-00229 | 11/01/2024 | Claimant(s): Christopher Allen
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Jersey City, NJ
| | |
| 23-01637 | 10/30/2024 | Claimant(s): Austin Saremi
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Roberta Haft, Edith N. Dinneen, April Paradise-Switzer
Hearing Site: Los Angeles, CA
| | |
| 24-00502 | 10/30/2024 | Claimant(s): Martin Shank, Susan Shank
Claimant Lawyers(s): Martin H. Shank
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kevin S. Blume
Arbitrator(s): Peter Shapiro
Hearing Site: Boca Raton, FL
|  | $0 |
| 24-01178 | 10/30/2024 | Claimant(s): Mark Mann
Claimant Lawyers(s): Mark A. Mann
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Louis Charles Schmitt
Hearing Site: Cleveland, OH
| | $0 |
| 23-03484 | 10/10/2024 | Claimant(s): Annmarie Cronin
Claimant Lawyers(s): Michael J. DeSantis
Respondent(s): Fidelity Brokerage Services LLC, Empower Retirement LLC
Respondent Lawyers(s): Daniel C. Fleming, Rebecca E. Swenson
Arbitrator(s): Terrance J. Nolan
Hearing Site: New York, NY
| | $39,731 |
