| 23-01637 | 10/30/2024 | Claimant(s): Austin Saremi
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Roberta Haft, Edith N. Dinneen, April Paradise-Switzer
Hearing Site: Los Angeles, CA
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| 20-04183 | 04/25/2022 | Claimant(s): Aaron Veldheer, Douglas Kadison, Mark Ghafari
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 21-02023 | 03/15/2022 | Claimant(s): Steven Mctaggart
Claimant Lawyers(s): John D. Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
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| 18-04316 | 04/26/2019 | Claimant(s): Wilson Colberg-Trigo
Claimant Lawyers(s): Enrique J. Mendoza-Mendez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos A. Bobonis, Kathryn Perreault
Arbitrator(s): Gerald Silverman, Victor Calderon, Amalia Eugenia Cardona-Fuster
Hearing Site: San Juan, PR
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| 17-02749 | 07/05/2018 | Claimant(s): John Ledford
Claimant Lawyers(s): Steven J. Berry
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
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| 17-00575 | 10/23/2017 | Claimant(s): Gregory Hayes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Elliot B. Platt
Hearing Site: Philadelphia, PA
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