Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00424 | 11/27/2024 | Claimant(s): Michael Wegener Claimant Lawyers(s): Brian J. Masternak Respondent(s): Roger Cooley Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Patrick R. Sughroue, Anthony Allen Mogle, Michele Renee Zinn Hearing Site: Detroit, MI | ||
| 24-01237 | 11/06/2024 | Claimant(s): Daniel Ray Claimant Lawyers(s): Daniel Patrick Ray Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kristine R. Thomson Arbitrator(s): David I. Levine, Philip Aaron Tymon, Laura A. Kaster Hearing Site: Detroit, MI | ||
| 24-00073 | 10/23/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Miles D. Hart Respondent(s): Thomas Braley Respondent Lawyers(s): Thomas Alan Braley Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 24-01182 | 10/16/2024 | Claimant(s): Lawrence F. Yuerhs Revocable Trust Claimant Lawyers(s): Lawrence F. Yuerhs Respondent(s): MML Investors Services Respondent Lawyers(s): Neil Marchand Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI |  | $0 |
| 23-02851 | 09/30/2024 | Claimant(s): Ryan Malloch Claimant Lawyers(s): Peter Lindholm Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 23-01451 | 08/13/2024 | Claimant(s): Cody Taymore Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Robert J. Scafuri, Stephen D. Arkwright, Lynn Hirschfeld Brahin Hearing Site: Detroit, MI | ||
| 23-02614 | 07/19/2024 | Claimant(s): Spencer Warn Claimant Lawyers(s): Colin D. Gerish Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 23-03248 | 07/09/2024 | Claimant(s): Charles Gottschalk, IRA Claimant Lawyers(s): Lysa L. Postula-Stein Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Martin Brosnan Hearing Site: Detroit, MI | | Dismissed by Rule 12206 |
| 23-02955 | 06/25/2024 | Claimant(s): Kaled Khaznehkatbi Claimant Lawyers(s): Eric A. Michaels Respondent(s): OSAIC Wealth Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI | ||
| 23-01712 | 05/28/2024 | Claimant(s): Corey Haber Claimant Lawyers(s): Corey J. Haber Respondent(s): Morgan Stanley, Rj Malcampo, Rosita Kaufman Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Robert J. Scafuri, Carl E. Ver Beek, Mark Gregory Brackon Hearing Site: Detroit, MI | | Expungement |