| 23-03248 | 07/09/2024 | Claimant(s): Charles Gottschalk, IRA
Claimant Lawyers(s): Lysa L. Postula-Stein
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
|  | Dismissed by Rule 12206 |
| 21-02610 | 05/30/2023 | Claimant(s): Luigj Perkaj
Claimant Lawyers(s): Tom De Bow
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Martin Brosnan, Richard Edward Rassel, Mark Gregory Brackon
Hearing Site: Detroit, MI
| | Dismissed with Rule 12206 |
| 21-01061 | 10/25/2022 | Claimant(s): Betty Cole, Dale Cole, Betty Cole IRAs, Dale Cole IRAs, Betty Cole Trusts, Dale Cole Trusts
Claimant Lawyers(s): David M. Black
Respondent(s): Carl Gill
Respondent Lawyers(s): Daniel Rucker
Arbitrator(s): Jeffry M. Bauer, Martin Brosnan, Sandra Franklin
Hearing Site: Detroit, MI
| | Expungement |
| 18-03612 | 12/10/2019 | Claimant(s): Santo Blumke
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Trevor J. Hardy
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
| | |
| 17-02998 | 08/07/2019 | Claimant(s): Rande Somma and Georgia Somma
Claimant Lawyers(s): Robert M. Sosin
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Alan J. Taylor
Arbitrator(s): Martin Brosnan, Tracy L. Allen, O'Neal Oliver Wright
Hearing Site: Detroit, MI
| | Expungement |
| 17-02600 | 11/13/2018 | Claimant(s): Cynthia Marovich, Estate of Ward G. Dexel
Claimant Lawyers(s): Katherine E. Mott
Respondent(s): Gregory Collins, Raymond James Financial Services.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Martin Brosnan, James George Timpa, Douglas S. Parker
Hearing Site: Detroit, MI
| | Expungement |
| 18-00420 | 08/16/2018 | Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Frederick Miller
Respondent Lawyers(s): Frederick Michael Miller
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
| | |
| 17-01003 | 03/30/2018 | Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara Kramer, Jon Kaplon
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
| | |
| 16-00233 | 01/31/2017 | Claimant(s): Alishia Terrill
Claimant Lawyers(s): Jon J. Schrotenboer
Respondent(s): Syed Mahmud
Respondent Lawyers(s): Devin W. Bone
Arbitrator(s): Martin Brosnan, Dana R. Dawe, Seth H. Barsky
Hearing Site: Detroit, MI
| | |
| 14-00620 | 02/09/2016 | Claimant(s): Mike Thompson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Michael DeFelice
Respondent Lawyers(s): Michael DeFelice
Arbitrator(s): Martin Brosnan, Benjamin A. Kerner, Carl E. Ver Beek
Hearing Site: Detroit, MI
| | Expungement |
