Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02984 | 09/20/2024 | Claimant(s): Brian Horn Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Richard E. Ramirez Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 23-03248 | 07/09/2024 | Claimant(s): Charles Gottschalk, IRA Claimant Lawyers(s): Lysa L. Postula-Stein Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Martin Brosnan Hearing Site: Detroit, MI |  | Dismissed by Rule 12206 |
| 23-02962 | 06/14/2024 | Claimant(s): Michael McFeeley Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Richard E Ramirez Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD | ||
| 23-02991 | 05/03/2024 | Claimant(s): David Burgio Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Prime Capital Services. Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Kevin R. Zehe Hearing Site: Buffalo, NY | ||
| 23-00513 | 01/24/2024 | Claimant(s): Crystal Garrett Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX | ||
| 23-00099 | 12/11/2023 | Claimant(s): Greggory Keele Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Carl E. Ver Beek Hearing Site: Indianapolis, IN | ||
| 22-02687 | 10/13/2023 | Claimant(s): David Burgio Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): OSAIC Wealth, Prime Capital Services. Respondent Lawyers(s): Emily A. Hayes, Greg M. Curley Arbitrator(s): Mark A. Sipper Hearing Site: Buffalo, NY | ||
| 22-02309 | 08/25/2023 | Claimant(s): Harry Orth, Kimberlee Orth Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Louis P. Wagman Hearing Site: Wilmington, DE | ||
| 22-00492 | 06/26/2023 | Claimant(s): Annmarie Ryan Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | Expungement | |
| 22-02404 | 06/14/2023 | Claimant(s): Kimberlee Orth Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Morton S. Bunis Hearing Site: Wilmington, DE |