23-02544 | 08/26/2024 | Claimant(s): Andre Selfa Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Michael D. Weiner, Mark Lee Haggard, Ian Matthew Green Hearing Site: Portland, OR
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23-02053 | 08/13/2024 | Claimant(s): William Stone Claimant Lawyers(s): Alex E. Rogers Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Peter George Erdely Hearing Site: Philadelphia, PA
| | Expungement |
23-02829 | 08/06/2024 | Claimant(s): Augustine Choi Claimant Lawyers(s): Peter Lindholm Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Thomas R. Watkins Hearing Site: Los Angeles, CA
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24-00041 | 08/05/2024 | Claimant(s): Andrew Schelitzche Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Frederick Ramos Hearing Site: Minneapolis, MN
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23-02821 | 08/02/2024 | Claimant(s): Joseph Liana Claimant Lawyers(s): Peter Lindholm Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): James M. Rhodes Hearing Site: New York, NY
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23-02879 | 07/16/2024 | Claimant(s): Carrie-Beth Randall Claimant Lawyers(s): William F. Ray Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Langfred W. White, Harvey R. Linder, Laree Payne Kennedy Hearing Site: Jackson, MS
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24-00249 | 07/15/2024 | Claimant(s): Kevin Houser Claimant Lawyers(s): Lawton R. Graves Respondent(s): LPL Financial LLC, Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier, Jon D. Kaplon Arbitrator(s): Nancy E. Watters, Daniel James Kortum, Mark A Bilawsky Hearing Site: Philadelphia, PA
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22-01619 | 07/08/2024 | Claimant(s): Dana Cohen, Jerome Cohen, The Estate of Jeffrey Cohen, The Ronni Cohen Trust Claimant Lawyers(s): Coren H. Stern Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Will Murphy, Barry David Thorpe, Noah David Rubin Hearing Site: Boca Raton, FL
| | $643,992 |
23-02781 | 06/18/2024 | Claimant(s): Gary Nuccio, Matthew Nuccio Claimant Lawyers(s): Stephan Louviere Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): A. Rene Hollyer Hearing Site: New York, NY
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23-02971 | 06/04/2024 | Claimant(s): Bryan Knudson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Phyllis Karasov Hearing Site: Des Moines, IA
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