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FINRA Awards for Peter George Erdely

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0205308/13/2024Claimant(s): William Stone
Claimant Lawyers(s): Alex E. Rogers
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Peter George Erdely
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
23-0044604/10/2024Claimant(s): Michael Nolan
Claimant Lawyers(s): Todd Gutfleisch
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Edward Turner Borer, Paul J. Leis, Peter George Erdely
Hearing Site: Philadelphia, PA
20-0006503/17/2022Claimant(s): Alice Warsinske, Christopher Morris, Daryl Morris, Peter Warsinske, Sidney Warsinke, Nancy Ketchum Warsinske Trust
Claimant Lawyers(s): Alan L. Rosca
Respondent(s): Gregory Berlacher, Emerging Growth Equities, Ltd.
Respondent Lawyers(s): Joseph Dever
Arbitrator(s): Thomas Benjamin Salzer, David F. Griesing, Peter George Erdely
Hearing Site: Philadelphia, PA
Checkmark Icon$0
20-0195809/15/2021Claimant(s): Ernest Guenin, Monique Guenin
Claimant Lawyers(s): Peter M. Good
Respondent(s): Joseph Trifiletti, Stephen Distante, Stephen Trask, Steven Howe, Thomas Murphy, Vanderbilt Securities
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Diane Ciccone, Gregory J. Spadea, Peter George Erdely
Hearing Site: Philadelphia, PA
Checkmark Icon$200,000
18-0091102/15/2019Claimant(s): William Jordan, WNJ Capital
Claimant Lawyers(s): Scott E. Diamond
Respondent(s): David Joyce
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Rafael A. Porrata-Doria, Peter George Erdely, John Chidester Heywood
Hearing Site: Philadelphia, PA
17-0332011/07/2018Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): John Fitzgerald
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): James T. McLaughlin, Joseph H. Danziger, Peter George Erdely
Hearing Site: Philadelphia, PA

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