| 23-01299 | 03/01/2024 | Claimant(s): John Short
Claimant Lawyers(s): William R. Bean
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
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| 23-00647 | 08/16/2023 | Claimant(s): Susquehanna Financial Group, LLLP, Susquehanna International Group, LLP
Claimant Lawyers(s): Roni Mathew
Respondent(s): Mitchell Martin
Respondent Lawyers(s): Mitchell Martin
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
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| 22-01273 | 03/14/2023 | Claimant(s): Joseph Mrozienski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Syracuse, NY
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| 20-00065 | 03/17/2022 | Claimant(s): Alice Warsinske, Christopher Morris, Daryl Morris, Peter Warsinske, Sidney Warsinke, Nancy Ketchum Warsinske Trust
Claimant Lawyers(s): Alan L. Rosca
Respondent(s): Gregory Berlacher, Emerging Growth Equities, Ltd.
Respondent Lawyers(s): Joseph Dever
Arbitrator(s): Thomas Benjamin Salzer, David F. Griesing, Peter George Erdely
Hearing Site: Philadelphia, PA
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| 20-01683 | 02/02/2022 | Claimant(s): Alexander Schwartz
Claimant Lawyers(s): Robert C. Ewing
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): J. Scott Humphrey
Arbitrator(s): Thomas Benjamin Salzer, John T. Hausladen, Christin Kim
Hearing Site: Philadelphia, PA
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| 20-02711 | 05/06/2021 | Claimant(s): Joel Goodhart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Parkland Securities
Respondent Lawyers(s): Felesha Valdez-Parenti
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
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| 20-01044 | 04/16/2021 | Claimant(s): George Eggers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Legg Mason Wood Walker
Respondent Lawyers(s): Rosemary Francavilla
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
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| 19-02124 | 02/07/2020 | Claimant(s): Marc Goldberg
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Glenn J. Hansen, Thomas Benjamin Salzer, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
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| 18-02706 | 06/27/2019 | Claimant(s): John Rutkowski
Claimant Lawyers(s): John Anthony Rutkowski
Respondent(s): Byron Teunisen, Katelyn Malloy, Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
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| 16-03482 | 04/19/2018 | Claimant(s): Mark Comyns
Claimant Lawyers(s): Eric C. Milby
Respondent(s): David Fitzgerald
Respondent Lawyers(s): Joshua Horn
Arbitrator(s): Thomas Benjamin Salzer, Adam Bronstein, Mark H. Stein
Hearing Site: Philadelphia, PA
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