| 19-02124 | 02/07/2020 | Claimant(s): Marc Goldberg
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Glenn J. Hansen, Thomas Benjamin Salzer, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
| | |
| 14-03186 | 02/24/2017 | Claimant(s): Thomas Lewis, Lewis Family Limited Partnership
Claimant Lawyers(s): Alan Frank
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Matthew A. White
Arbitrator(s): Thomas Benjamin Salzer, Richard M. Rosenbleeth, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
|  | $600 |
| 15-02955 | 06/06/2016 | Claimant(s): Thomas Helm
Claimant Lawyers(s): Megan Christensen
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Joseph J. Dougherty, Timothy Towles Stevens, John Joseph D'Alessandro
Hearing Site: Philadelphia, PA
| | |
| 12-00328 | 06/25/2014 | Claimant(s): Ronald Small
Claimant Lawyers(s): Ronald Small
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Joseph A. Matteo
Arbitrator(s): Richard A. Purkiss, Edward F. Koren, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
| | $0 |
| 11-00784 | 01/25/2013 | Claimant(s): Michael Kloc
Claimant Lawyers(s): Leslie Wybiral
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Jerry Schuchman, Timothy Towles Stevens, Carla Fisher
Hearing Site: Philadelphia, PA
| | |
