12-00328 | 06/25/2014 | Claimant(s): Ronald Small Claimant Lawyers(s): Ronald Small Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Joseph A. Matteo Arbitrator(s): Richard A. Purkiss, Edward F. Koren, Timothy Towles Stevens Hearing Site: Philadelphia, PA
| | $0 |
11-02041 | 06/05/2013 | Claimant(s): Robert Schadewald, IRA Claimant Lawyers(s): Debra G. Speyer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Edward F. Koren, Shelley J. Michaels, Mary E. Mabry Hearing Site: Philadelphia, PA
| | Expungement |
11-00219 | 02/20/2013 | Claimant(s): Michael Gallagher and Mary Gallagher Claimant Lawyers(s): Brian Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Tom Briody Arbitrator(s): Carol H. Gold, Edward F. Koren, Rochelle K. Kaplan Hearing Site: Philadelphia, PA
| | Expungement |
09-05762 | 08/16/2011 | Claimant(s): Michael Young Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Jason Fedo Arbitrator(s): Kathleen K. Murphy, Edward F. Koren, James T. McLaughlin Hearing Site: Philadelphia, PA
| | $804,450 |
10-02412 | 07/13/2011 | Claimant(s): Alburnie Wright Claimant Lawyers(s): Richard B. Fosher Respondent(s): Bart Kaplow, Bobby Myerson Respondent Lawyers(s): Bobby Fredrick Myerson, Jane M. Shields Arbitrator(s): Margaret Mary Crumley, Robert W. Ratti, Edward F. Koren Hearing Site: Philadelphia, PA
| | $300 |
10-03486 | 05/06/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Christopher S. Koller Respondent(s): Robert Connell Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Edward F. Koren, Joseph J. Dougherty, Aaron David Fray Hearing Site: Philadelphia, PA
| | |
09-00978 | 12/06/2010 | Claimant(s): Lee Maimon and Barbara Maimon Claimant Lawyers(s): Joel D. Feldman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Theodore Snyder Arbitrator(s): Edward F. Koren, Peter L. Marco, Robin L. Lewis Hearing Site: Philadelphia, PA
| | $0 |
09-05240 | 11/23/2010 | Claimant(s): Gerald Fogelman and Raie Fogelman Claimant Lawyers(s): Richard B. Fosher Respondent(s): American Portfolios Financial Respondent Lawyers(s): Joel Wertman Arbitrator(s): Edward F. Koren, Walter R. Milbourne, Robert Alan Mayer Hearing Site: Philadelphia, PA
| | $0 |
09-03616 | 06/29/2010 | Claimant(s): Louise S. Hodge Multiple Powers Trust Claimant Lawyers(s): Debra G. Speyer Respondent(s): John Hancock Distributors LLC Respondent Lawyers(s): Stephanie P. Karn Arbitrator(s): Edward T. Borer, John L. Braxton, Edward F. Koren Hearing Site: Philadelphia, PA
| | $579,795 |
09-01981 | 05/05/2010 | Claimant(s): Robert Poochigian & Patricia Poochigian Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): Wachovia Securities Respondent Lawyers(s): Sandra D. Grannaum Arbitrator(s): E. William Pastor, Glenn J. Hansen, Edward F. Koren Hearing Site: Philadelphia, PA
| | $15,000 |