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FINRA Awards for Stephanie P. Karn

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0411607/09/2010Claimant(s): Michael Hannon, The Michael Hannon Rev. Trust dtd 5/5/93
Claimant Lawyers(s): Andrew Park
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Stephanie P. Karn
Arbitrator(s): Carol A. Schuyler, Carl F. Bowmer, Robert L. Hinson
Hearing Site: Richmond, VA
Checkmark Icon$2,032,470
09-0361606/29/2010Claimant(s): Louise S. Hodge Multiple Powers Trust
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): John Hancock Distributors LLC
Respondent Lawyers(s): Stephanie P. Karn
Arbitrator(s): Edward T. Borer, John L. Braxton, Edward F. Koren
Hearing Site: Philadelphia, PA
Checkmark Icon$579,795
07-0195305/28/2008Claimant(s): Lisa Hart
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Signator Investors.
Respondent Lawyers(s): Stephanie P. Karn
Arbitrator(s): Hugh J. Moore, Stephen H. Biller, Eugene R. Katz
Hearing Site: Memphis, TN
Checkmark Icon$42,859

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