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FINRA Awards for Stephen H. Biller

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0102202/06/2020Claimant(s): Ty Bauer
Claimant Lawyers(s): Andy T. Arant
Respondent(s): Donald Blackwell
Respondent Lawyers(s): Brad Walsh
Arbitrator(s): Earle J. Schwarz, Stephen H. Biller, William Robert Vance
Hearing Site: Memphis, TN
17-0073403/20/2018Claimant(s): Kevin Kimery
Claimant Lawyers(s): Eric Litow
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Stephen H. Biller
Hearing Site: Memphis, TN
13-0085008/21/2015Claimant(s): Elizabeth Simpson, Elizabeth Winkelmann, Kimberly Odom, Nancy Clark, Billy P. Simpson, IRA, Charles W. Randall SEP IRA, Cynthia Winkelmann, Elizabeth H. Simpson, Richard B. Durgin, Rita Randall, Billy Simpson and Elizabeth Simpson
Claimant Lawyers(s): Joseph C. Peiffer
Respondent(s): Annette Dubose, Christa Garrett, Fred Brister, Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Stephen H. Biller, Angelia J. Tolbert, Barbara Carraway Dogan
Hearing Site: Jackson, MS
Checkmark IconExpungement
13-0088006/11/2015Claimant(s): Chris Ethridge, Jesse Ethridge, Mark Shapley, Jesse C. Ethridge, IRA, Mississippi Sports Medicine 401(K) Plan, Amy Hatchett and Brad Hatchett, JT TEN
Claimant Lawyers(s): Frank "Kim" Breese, Joseph C. Peiffer, Judson M. Lee
Respondent(s): Fred Brister, Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates, III
Arbitrator(s): Patrice L. Stewart, Stephen H. Biller, James L. Warren
Hearing Site: Jackson, MS
Checkmark IconExpungement
10-0567301/10/2012Claimant(s): Carole G. Begley IRA, Emmette R. Begley IRA, Emmette R. Begley SEP-IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Michael Gless
Arbitrator(s): Stephen H. Biller
Hearing Site: Nashville, TN
Checkmark IconExpungement
10-0133602/22/2011Claimant(s): Myra Pierotti
Claimant Lawyers(s): Fred M. Acuff
Respondent(s): Julia San Roman, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Stephen H. Biller
Hearing Site: Memphis, TN
Checkmark Icon$0
07-0195305/28/2008Claimant(s): Lisa Hart
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Signator Investors.
Respondent Lawyers(s): Stephanie P. Karn
Arbitrator(s): Hugh J. Moore, Stephen H. Biller, Eugene R. Katz
Hearing Site: Memphis, TN
Checkmark Icon$42,859

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