| 21-02760 | 02/10/2023 | Claimant(s): James Moniz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Signator Investors.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
| | |
| 21-02047 | 03/21/2022 | Claimant(s): Gurveer Mann
Claimant Lawyers(s): Zachary Morse
Respondent(s): Signator Investors.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
| | |
| 21-00036 | 07/22/2021 | Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Signator Investors.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | |
| 20-03062 | 04/14/2021 | Claimant(s): Robert Ferrari
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Signator Investors.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Linda J. Baer
Hearing Site: Jersey City, NJ
| | |
| 19-02859 | 03/31/2020 | Claimant(s): Kevin Burkart
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Signator Investors.
Respondent Lawyers(s): James Noblett
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
| 19-00878 | 11/25/2019 | Claimant(s): Danny Bullock
Claimant Lawyers(s): John M. Verdecchia
Respondent(s): Signator Investors.
Respondent Lawyers(s): Gregory M. Curely
Arbitrator(s): Paul A. Auerbach, Patrick R. Westerkamp, Michael Jonathan Chazan
Hearing Site: Providence, RI
| | |
| 14-02110 | 05/15/2015 | Claimant(s): Celeste Snyder, Celeste A. Snyder IRA, FBO Celeste A. Snyder ROTH IRA
Claimant Lawyers(s): Celeste A. Snyder
Respondent(s): Deron Allred, John Vanneman, Signator Investors.
Respondent Lawyers(s): Bina Ghanaat, Jibraun B. Riaz
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
|  | $0 |
| 12-02202 | 07/21/2014 | Claimant(s): Annette Liebergesell, Bernd Liebergesell, Daniel White, Donald Bill, Gloria Bill, Dan White Revocable Living Trust, The Bill Family Trust dtd Nov. 05, 2003
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Dennis Pettinelli, Signator Investors., Wells Investment Securities.
Respondent Lawyers(s): Gregory T. Fayard, Marc V. Allaria, Richard B. Hopkins
Arbitrator(s): Richard L. Rubin, Pamela S. Mann, Shawn Ridgell
Hearing Site: San Francisco, CA
| | Expungement |
| 13-00579 | 03/04/2014 | Claimant(s): Doreen Blank, Edward Blank, Estate of Della A.B. Baker
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): James Glover, Signator Investors.
Respondent Lawyers(s): James Robert Glover, Paul F. Enzinna
Arbitrator(s): Jeffrey L. Gaffney, Randy R. Maher, Daniel R. Saling
Hearing Site: San Diego, CA
| | $1,589,150 |
| 09-03660 | 02/16/2012 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Fuad Mansour, Signator Investors., John Hancock Mutual Life Insurance Com
Respondent Lawyers(s): John C. Holmes, Mark J Hancock, William A. Gottlieb
Arbitrator(s): Ferdinand Schoch, Robert Hilton Keller, Edward J. Harkins
Hearing Site: San Francisco, CA
| | Stipulated Award and Expungement |
