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FINRA Awards for Dean Nowak

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0003607/22/2021Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Signator Investors.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0042412/29/2020Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
20-0105811/22/2020Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0106010/16/2020Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Preston Spears
Arbitrator(s): Mitchel Weiss
Hearing Site: Orlando, FL

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