| 21-00844 | 12/20/2021 | Claimant(s): Donald Murray, Patricia Murray
Claimant Lawyers(s): Dietrich P. Epperson
Respondent(s): Kimberly Enders, Steven Enders, Cetera Advisor Networks LLC, Summit Brokerage Services.
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
|  | Expungement |
| 18-02447 | 06/22/2021 | Claimant(s): Tupper Briggs
Claimant Lawyers(s): Jason J. Kane
Respondent(s): VSR Financial Services., Robert Burns, Summit Brokerage Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Steven Meyrich, Donald N. Tolin, Deanna M. Tuley
Hearing Site: Denver, CO
| | Expungement |
| 20-00493 | 02/23/2021 | Claimant(s): Gerald Taylor
Claimant Lawyers(s): Michael Bessette
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | |
| 20-00424 | 12/29/2020 | Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
| | |
| 20-01058 | 11/22/2020 | Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | |
| 20-00714 | 09/17/2020 | Claimant(s): Christopher Scalese
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | |
| 19-00934 | 01/10/2020 | Claimant(s): Ronald Clark
Claimant Lawyers(s): Debra A Jenks
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
| | |
| 16-03708 | 12/13/2018 | Claimant(s): Lionel Shaw
Claimant Lawyers(s): Garet D. O'Keefe
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Michelle Judy Brant, Alden Sharp Adkins, Roland Neil Burgess
Hearing Site: San Francisco, CA
| | |
| 18-01166 | 09/17/2018 | Claimant(s): Glynis Molloy
Claimant Lawyers(s): Glynis Molloy
Respondent(s): Robert Berg, Summit Brokerage Services.
Respondent Lawyers(s): Robert Eugene Berg, Thomas Vays
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
| | $16,825 |
| 17-00580 | 03/22/2018 | Claimant(s): Mae Nauheim, Mae Nauheim Restated Decl Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): David Smitham
Arbitrator(s): Perry Earl Phillips
Hearing Site: Boca Raton, FL
| | Expungement |
