| 20-01481 | 11/09/2023 | Claimant(s): Marc Broncucia
Claimant Lawyers(s): Paul Vorndran
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Michael S. Matek, Steven Meyrich, Mari C. Bush
Hearing Site: Denver, CO
| | |
| 22-01896 | 08/10/2023 | Claimant(s): Terry Anderson
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Securities America., First Allied Securities., Capwest Securities., International Assets Advisory, J.W. Cole Financial., QA3 Financial Corp.
Respondent Lawyers(s): Dale K. Hall, Emily M. Knight, Jennifer R. Cox, Jeremy Wooden, Myra P. Nicholson, Stephen K. Wild
Arbitrator(s): Steven Meyrich, Leonard M. Goldstein, Aaron J. Haley
Hearing Site: Denver, CO
| | |
| 22-01980 | 06/26/2023 | Claimant(s): Christopher Dame
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Steven Meyrich
Hearing Site: Salt Lake City, UT
| | |
| 22-01326 | 02/28/2023 | Claimant(s): Scott Kaup
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Steven Meyrich, William (Bill) H. O'Donnell, Richard Djokic
Hearing Site: Omaha, NE
| | |
| 22-00315 | 09/01/2022 | Claimant(s): Tina Huston
Claimant Lawyers(s): Tina Huston
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Steven Meyrich
Hearing Site: Denver, CO
|  | $0 |
| 21-01041 | 12/29/2021 | Claimant(s): Brian O'Neil
Claimant Lawyers(s): Jeffrey R. Thomas
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Richard M. Reider, Steven Meyrich, Mari C. Bush
Hearing Site: Denver, CO
| | |
| 18-00617 | 07/01/2021 | Claimant(s): Richard Birney
Claimant Lawyers(s): Jeffrey Pederson
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Preston Spears
Arbitrator(s): Steven Meyrich, Ronald G. Guida, Rick Gale Doty
Hearing Site: Denver, CO
| | $424,052 |
| 18-02447 | 06/22/2021 | Claimant(s): Tupper Briggs
Claimant Lawyers(s): Jason J. Kane
Respondent(s): VSR Financial Services., Robert Burns, Summit Brokerage Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Steven Meyrich, Donald N. Tolin, Deanna M. Tuley
Hearing Site: Denver, CO
| | Expungement |
| 20-00193 | 06/14/2021 | Claimant(s): Gerellen Joneson
Claimant Lawyers(s): James N Thomaidis
Respondent(s): Mark Haenny, Matthew Hickey, First Allied Securities.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Steven Meyrich, Steven M. Feder, Mary C. Davis
Hearing Site: Denver, CO
| | Expungement |
| 19-00888 | 03/23/2021 | Claimant(s): Brannon McPherson
Claimant Lawyers(s): Brannon McPherson
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Joshua A. Katz
Arbitrator(s): Charles A. Pease, Steven Meyrich, Richard Djokic
Hearing Site: Denver, CO
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