| 20-01481 | 11/09/2023 | Claimant(s): Marc Broncucia
Claimant Lawyers(s): Paul Vorndran
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Michael S. Matek, Steven Meyrich, Mari C. Bush
Hearing Site: Denver, CO
| | |
| 21-01720 | 02/09/2023 | Claimant(s): C. Woodcock
Claimant Lawyers(s): David F. Olsky
Respondent(s): George McCaffrey, NTB Financial Corporation
Respondent Lawyers(s): Frank W. Visciano, George McCaffrey
Arbitrator(s): Mari C. Bush, Deanna M. Tuley
Hearing Site: Denver, CO
|  | $300,000 |
| 21-01041 | 12/29/2021 | Claimant(s): Brian O'Neil
Claimant Lawyers(s): Jeffrey R. Thomas
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Richard M. Reider, Steven Meyrich, Mari C. Bush
Hearing Site: Denver, CO
| | |
| 15-00333 | 12/13/2016 | Claimant(s): Beverly Bien, David Wellman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Mid Atlantic Capital Corporation
Respondent Lawyers(s): Erin N. Fischer
Arbitrator(s): Thaddeus J. Tecza, Mari C. Bush, Jo-Marie Lisa
Hearing Site: Denver, CO
| | $922,470 |
| 14-03570 | 11/22/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason Roberts
Respondent(s): Christopher Mullen, Heather Roentz
Respondent Lawyers(s): Jason Roberts, Russell K. Bean
Arbitrator(s): Mari C. Bush, Jo-Marie Lisa, Edward S. Koppman
Hearing Site: Denver, CO
| | |
| 11-04801 | 12/26/2013 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): Daniel Mccormack, Wayne Roys
Respondent Lawyers(s): Jonathan Stoler, Stephen D. Csajaghy
Arbitrator(s): Steven M. Feder, Mari C. Bush, Robert Allen Dudley
Hearing Site: Denver, CO
| | |
