Potomac Analytics' Logo

FINRA Awards for Christopher Mullen

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0357011/22/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason Roberts
Respondent(s): Christopher Mullen, Heather Roentz
Respondent Lawyers(s): Jason Roberts, Russell K. Bean
Arbitrator(s): Mari C. Bush, Jo-Marie Lisa, Edward S. Koppman
Hearing Site: Denver, CO

1 Results

Display: