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FINRA Awards for Jason Roberts

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0357011/22/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason Roberts
Respondent(s): Christopher Mullen, Heather Roentz
Respondent Lawyers(s): Jason Roberts, Russell K. Bean
Arbitrator(s): Mari C. Bush, Jo-Marie Lisa, Edward S. Koppman
Hearing Site: Denver, CO
12-0108010/07/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason Roberts
Respondent(s): Anthony Vaccaro
Respondent Lawyers(s): Anthony F. Vaccaro
Arbitrator(s): Charles A. Joplin, Sherrie R. Abney, Robert E. Treadaway
Hearing Site: Dallas, TX
08-0311309/14/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jason Roberts
Respondent Lawyers(s): Jason J. Roberts
Arbitrator(s): Douglas E. DeTata, John Edward Bersin, Charles Eugene Markley
Hearing Site: San Francisco, CA

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