| 12-03196 | 10/25/2013 | Claimant(s): The John Thomas Caudill Revocable Living
Claimant Lawyers(s): Ginger R. Robinson
Respondent(s): Breanne Morgan, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James N. D'Orso, John Edward Bersin, Arocles Aguilar
Hearing Site: Reno, NV
|  | $0 |
| 10-04564 | 03/16/2012 | Claimant(s): Anna DeVincenzo, DeVincenzo Revocable Living Trust
Claimant Lawyers(s): Ray T. Rockwell
Respondent(s): John Cummings, Morgan Stanley
Respondent Lawyers(s): Jonathan D. Robbins
Arbitrator(s): Walter P. Hitchcock, John Edward Bersin, M. Scott Donahey
Hearing Site: San Francisco, CA
| | $305,000 |
| 08-03113 | 09/14/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jason Roberts
Respondent Lawyers(s): Jason J. Roberts
Arbitrator(s): Douglas E. DeTata, John Edward Bersin, Charles Eugene Markley
Hearing Site: San Francisco, CA
| | |
| 07-01890 | 09/02/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Minervini
Respondent Lawyers(s): Roger Hennagin
Arbitrator(s): Robert E.L. Bonaparte, James John Jurinski, John Edward Bersin
Hearing Site: Portland, OR
| | |
| 08-00403 | 03/20/2009 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jon Armstrong
Respondent Lawyers(s): Jon D. Armstrong
Arbitrator(s): Douglas E. DeTata, Paul M. Foster, John Edward Bersin
Hearing Site: San Francisco, CA
| | |
| 07-02552 | 04/21/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Andrea Bulow
Respondent Lawyers(s): Andrea X. Xuefen
Arbitrator(s): Douglas E. DeTata, Marlyn G. McClaskey, John Edward Bersin
Hearing Site: San Francisco, CA
| | |
