09-06643 | 01/11/2012 | Claimant(s): Aslam Ahmed, Ayfer Ahmed Claimant Lawyers(s): Irwin Stein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Crow, Patricia Williams Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Ferdinand Schoch, Ronald Chun, Charles Eugene Markley Hearing Site: San Francisco, CA
| | $0 |
09-03598 | 10/07/2011 | Claimant(s): Aurum STS Aggressive Trading LLC Claimant Lawyers(s): Jonathan Harris Respondent(s): Atef Eltoukhy, Cowen Group., SG Americas Securities, Societe Generale, Societe Generale Warrants Limited N.V. Respondent Lawyers(s): David M. Brodsky, Jeff G. Hammel, John C. Molluzzo, Michael C. Miller, Paul Serritella Arbitrator(s): Darryl J. Horowitt, Mark R. Topper, Charles Eugene Markley Hearing Site: San Francisco, CA
| | $59,900,000 |
09-03077 | 11/29/2010 | Claimant(s): Patricia Chapman, Patricia Tynan Chapman Trust UAD 9/26/90 Claimant Lawyers(s): Andrew V. Tramont Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Peter H. Daly, Jonathan Holman Hathaway, Charles Eugene Markley Hearing Site: San Francisco, CA
| | $1,500,000 |
09-01306 | 02/04/2010 | Claimant(s): Theodore Jung Claimant Lawyers(s): Wray H. Kondo Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Peter H. Daly, Walter H. Ikeda, Charles Eugene Markley Hearing Site: Honolulu, HI
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08-03113 | 09/14/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Jason Roberts Respondent Lawyers(s): Jason J. Roberts Arbitrator(s): Douglas E. DeTata, John Edward Bersin, Charles Eugene Markley Hearing Site: San Francisco, CA
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