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FINRA Awards for Walter H. Ikeda

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0168506/18/2010Claimant(s): Kenneth S. L. Ching and Anita N. Ching
Claimant Lawyers(s): Margery S. Bronster
Respondent(s): Gregory Kwan, Charles Schwab & Co..
Respondent Lawyers(s): Michele Fron
Arbitrator(s): James R. Dickson, Laura Effel, Walter H. Ikeda
Hearing Site: Honolulu, HI
Checkmark IconExpungement
09-0130602/04/2010Claimant(s): Theodore Jung
Claimant Lawyers(s): Wray H. Kondo
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Peter H. Daly, Walter H. Ikeda, Charles Eugene Markley
Hearing Site: Honolulu, HI

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