| 23-02503 | 08/07/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Ray Mahdavi
Respondent(s): Daniel Duong
Respondent Lawyers(s): Daniel Duong
Arbitrator(s): Kenneth E. Owen, June McLaughlin, Jeffrey Dwayne Robertson
Hearing Site: Los Angeles, CA
|  | $466,689 |
| 23-01909 | 06/27/2024 | Claimant(s): Janice Schiff, The Estate of Raymond Schiff
Claimant Lawyers(s): Dennis E. Boyle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | $47,000 |
| 22-00508 | 05/20/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Trace Schmeltz
Respondent(s): Apex Clearing Corporation, Webull Financial LLC
Respondent Lawyers(s): Jonathan D. Neerman, Ryan K. Bakhtiari
Arbitrator(s): Mark Aaron Jones, Mary Mackey, Page R Barnes
Hearing Site: San Francisco, CA
| | |
| 23-03467 | 05/13/2024 | Claimant(s): Sergio Agopian
Claimant Lawyers(s): John E. Jenkins
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Linda J. Baer
Hearing Site: Jersey City, NJ
| | $300 |
| 23-01890 | 05/02/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Erico Galvez, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Andrea Peraner-Sweet, Rachael L. Carp
Arbitrator(s): Robert L. Chase, David J. Kaufman, David S. Godkin
Hearing Site: Augusta, ME
| | |
| 19-03270 | 04/23/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Jacob Williams
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Barbara M. Zak, Marie Ann Stein, Alina Landver
Hearing Site: Los Angeles, CA
| | |
| 23-00170 | 04/16/2024 | Claimant(s): David Pogorelc
Claimant Lawyers(s): Christopher J. Major
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Andrew J. Melnick
Arbitrator(s): Howard N. Gorney, Jeff Spears, Stephen James McLaughlin
Hearing Site: Boston, MA
| | $0 |
| 23-02773 | 04/09/2024 | Claimant(s): Peter Pavlakis
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg M. Scanlon
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 23-01570 | 04/08/2024 | Claimant(s): Douglas Eglington
Claimant Lawyers(s): Douglas Eglington
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Heather Cooper
Arbitrator(s): Lee Milich
Hearing Site: Boca Raton, FL
| | $0 |
| 23-01145 | 03/28/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Abraham Bichler
Respondent Lawyers(s): Abraham Yitzchak Bichler
Arbitrator(s): Eva H. Posman, Mary Julia O'Connell, Joanne Sari Feld
Hearing Site: New York, NY
| | $0 |
