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FINRA Awards for Charles Schwab & Co..

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Displaying 10 out of 522 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0051311/21/2024Claimant(s): Donald Easterlin
Claimant Lawyers(s): Donald Easterlin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
Checkmark Icon$0
24-0082611/20/2024Claimant(s): Stephen Malloy
Claimant Lawyers(s): Stephen Malloy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg M. Scanlon
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
Checkmark Icon$30,050
24-0002411/18/2024Claimant(s): Matthew Moll
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): James S. Bradbury
Arbitrator(s): Andrew Kennon Jennings
Hearing Site: Atlanta, GA
23-0278610/28/2024Claimant(s): Linda Fontanes
Claimant Lawyers(s): Kerry Lawson Pedigo
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Joseph C. Roberts, Peter H. Daly, James John Jurinski
Hearing Site: Boise, ID
Checkmark Icon$0
23-0293910/25/2024Claimant(s): Michael Fordham
Claimant Lawyers(s): Gordon C. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Roberta Haft, Olivia J. Valentine, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
24-0101309/18/2024Claimant(s): Jae Young Kim
Claimant Lawyers(s): Jae Young Kim
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Lucas Garcia
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Dallas, TX
Checkmark Icon$38
23-0172109/10/2024Claimant(s): William Collier
Claimant Lawyers(s): William O. Collier
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Joyce A. Mitchell, David Paul Clark, David Ivan Brochstein
Hearing Site: Richmond, VA
Checkmark Icon$0
23-0326209/04/2024Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Bryan Hicks
Respondent Lawyers(s): Paul D. Flack
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
23-0250308/07/2024Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Ray Mahdavi
Respondent(s): Daniel Duong
Respondent Lawyers(s): Daniel Duong
Arbitrator(s): Kenneth E. Owen, June McLaughlin, Jeffrey Dwayne Robertson
Hearing Site: Los Angeles, CA
Checkmark Icon$466,689
23-0190906/27/2024Claimant(s): Janice Schiff, The Estate of Raymond Schiff
Claimant Lawyers(s): Dennis E. Boyle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
Checkmark Icon$47,000

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