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FINRA Awards for Olivia J. Valentine

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Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0058611/12/2024Claimant(s): Arline Miller, Arline Miller IRA
Claimant Lawyers(s): Arline Miller
Respondent(s): Jason Vanclef
Respondent Lawyers(s): Jason Vanclef
Arbitrator(s): Neil S. Jasper, Olivia J. Valentine, Barry D. Kaye
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
23-0293910/25/2024Claimant(s): Michael Fordham
Claimant Lawyers(s): Gordon C. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Roberta Haft, Olivia J. Valentine, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
23-0129010/07/2024Claimant(s): Glen Strauss, Hank Krakover, Jonathan Lewis
Claimant Lawyers(s): Richard A. Schwartz
Respondent(s): Wells Fargo Clearing Services, Wells Fargo & Company
Respondent Lawyers(s): David W. Moreshead
Arbitrator(s): Olivia J. Valentine, Alan Stanley Petlak, Edward James Weiss
Hearing Site: Los Angeles, CA
23-0176107/16/2024Claimant(s): Gabriel Jaramillo
Claimant Lawyers(s): Gabriel Jaramillo
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Olivia J. Valentine
Hearing Site: Los Angeles, CA
Checkmark IconDimissed by Rule 12504(b)
23-0111703/22/2024Claimant(s): Saimir Prapaniku
Claimant Lawyers(s): William Bean
Respondent(s): Invest Financial Corporation, U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa, Eric A. Michaels
Arbitrator(s): Sandra L. Malek, Marc S. Joseph, Olivia J. Valentine
Hearing Site: Los Angeles, CA
22-0237501/19/2024Claimant(s): Lana Baselt, Estate of Randall Baselt
Claimant Lawyers(s): Jared Peterson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): Joseph Howard Cooper, Erik R. Siering, Olivia J. Valentine
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12212© and 12511(b)
19-0145907/15/2021Claimant(s): PGPG LLC
Claimant Lawyers(s): Jeffrey N. Goldberg
Respondent(s): Charles Schwab & Co.., Charles Schwab Futures.
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Olivia J. Valentine, Michael R. Diliberto, Brenda Lee James
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
19-0132001/29/2020Claimant(s): Christina Billington as S. Trustee
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jaqueline R. Meyers
Arbitrator(s): Theodore E. Danciart, Olivia J. Valentine, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206/12504
17-0045806/11/2018Claimant(s): Anita Eubank
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Quinly
Respondent Lawyers(s): Robert Gonser, Tara A. LaClair
Arbitrator(s): Joyce L. Hurley, Olivia J. Valentine, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
14-0128511/11/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Charles N. Bland
Respondent(s): Shannon Powers-Solomon
Respondent Lawyers(s): Stephen J. Wiard
Arbitrator(s): Richard J. Stall, Olivia J. Valentine, Kenneth Paul Strongman
Hearing Site: Los Angeles, CA

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