Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02375 | 01/19/2024 | Claimant(s): Lana Baselt, Estate of Randall Baselt Claimant Lawyers(s): Jared Peterson Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): Joseph Howard Cooper, Erik R. Siering, Olivia J. Valentine Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12212© and 12511(b) |
| 19-00011 | 10/10/2019 | Claimant(s): Garret Morgan Claimant Lawyers(s): Scott E. Rahn Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 17-02024 | 07/03/2019 | Claimant(s): Dorothy Barone, as trustee Claimant Lawyers(s): Scott E. Rahn Respondent(s): Andrew Brown Respondent Lawyers(s): Andrew Owen Brown Arbitrator(s): Alan M. Rosen Hearing Site: Los Angeles, CA | | $76,781 |
| 17-01859 | 05/01/2019 | Claimant(s): Medhat Yacoub Claimant Lawyers(s): Gary Menzer Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): George Herman Frisch Hearing Site: Los Angeles, CA | | Expungement |
| 16-01255 | 05/21/2018 | Claimant(s): Cameron Eskandari Claimant Lawyers(s): Jon-Jorge Aras Respondent(s): Jamie Bennett, Kevin Loud, Silber Bennett Financial. Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): James E. Stark, Virginia H. Wertz, Roger A. Geddes Hearing Site: Phoenix, AZ | ||
| 17-02565 | 04/19/2018 | Claimant(s): Gary Barnbaum Claimant Lawyers(s): Gary M. Barnbaum Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): Edward A. Trabin Hearing Site: Los Angeles, CA | | $0 |
| 16-02077 | 07/19/2017 | Claimant(s): William Leven Claimant Lawyers(s): Scott E. Rahn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Katie M. Kimbrell Arbitrator(s): Raymond C. Kerr Hearing Site: Houston, TX | ||
| 16-02079 | 06/13/2017 | Claimant(s): William Leven Claimant Lawyers(s): Scott E. Rahn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Katie M. Kimbrell Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX | ||
| 16-02075 | 05/09/2017 | Claimant(s): William Leven Claimant Lawyers(s): Scott E. Rahn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Katie M. Kimbrell Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX | ||
| 15-00448 | 04/10/2017 | Claimant(s): Sherif Iskander Claimant Lawyers(s): Scott E. Rahn Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Harold M. Brody Arbitrator(s): Christopher L. Mass, Tim James O'Keefe, Natalie Panossian-Bassler Hearing Site: Los Angeles, CA |