| 23-00609 | 10/07/2024 | Claimant(s): Andrew Voegeli, Helene Hott, Clois E. Shook and Valeria A. Shook, The Warren And Donna Voegli Family Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Eric Dec, James Kent, Emerson Equity LLC
Respondent Lawyers(s): Chad Weaver, Eric John Dec, George L. Guerra
Arbitrator(s): Mimi B. Osiason, Candi M. Rowen, Kevin M Schmitt
Hearing Site: Tampa, FL
|  | Expungement |
| 23-01915 | 09/25/2024 | Claimant(s): Donna Berman, Teresa Davis
Claimant Lawyers(s): Donna Jules Berman
Respondent(s): Daniel Pikula, Emerson Equity LLC
Respondent Lawyers(s): Chad Weaver, Jeffrey L. Cox
Arbitrator(s): David P. Slater, Leonard Michael Cusano, Jeremy Attia
Hearing Site: Boca Raton, FL
| | $0 |
| 23-02832 | 04/02/2024 | Claimant(s): Richard Skelton
Claimant Lawyers(s): Chad Weaver
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
| | |
| 23-00977 | 10/18/2023 | Claimant(s): Christina Orta
Claimant Lawyers(s): Chad Weaver
Respondent(s): Securities America.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | |
| 18-04091 | 10/20/2022 | Claimant(s): Manjunath Nathan, Arizona Medical Center, PLLC
Claimant Lawyers(s): Leslie Schwaebe Akins
Respondent(s): John Kelly, Lifemark Securities Corp.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Deana S. Peck, Floyd Gerry Hoffman, J. William Brammer
Hearing Site: Phoenix, AZ
| | $0 |
| 20-03575 | 02/18/2022 | Claimant(s): Michael Goldstein
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Michael Tate, Nikolai Papa, Securian Financial Services.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Sarah Jane Militello, Robert James Favole, Michael Zatkin
Hearing Site: San Francisco, CA
| | Expungement |
| 19-01231 | 12/01/2021 | Claimant(s): Mamdoh Abas
Claimant Lawyers(s): Darren Veracruz
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Roberta Haft, Michael Harrison, Nicholes W. Ghnouly
Hearing Site: Los Angeles, CA
| | |
| 20-03015 | 10/20/2021 | Claimant(s): Paul Neves
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | |
| 20-03142 | 10/07/2021 | Claimant(s): Paul Neves
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: San Diego, CA
| | |
| 19-03104 | 09/29/2021 | Claimant(s): Paul Murphy
Claimant Lawyers(s): Chad Weaver
Respondent(s): Calton & Associates., J.P. Turner & Company, Newport Coast Securities.
Respondent Lawyers(s): Benjamin J. Biard, Christopher A. Cokinis, Kevin Lee
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
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