| 23-01915 | 09/25/2024 | Claimant(s): Donna Berman, Teresa Davis
Claimant Lawyers(s): Donna Jules Berman
Respondent(s): Daniel Pikula, Emerson Equity LLC
Respondent Lawyers(s): Chad Weaver, Jeffrey L. Cox
Arbitrator(s): David P. Slater, Leonard Michael Cusano, Jeremy Attia
Hearing Site: Boca Raton, FL
|  | $0 |
| 20-00916 | 12/14/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig Stein
Respondent(s): David Cohen
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Robert G. Geeseman, Isadora Velazquez-Rivas, Bradley Scott Goldfarb
Hearing Site: Boca Raton, FL
| | |
| 11-00929 | 02/07/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Willard Phillips
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Arthur L. Sirkin, John Morris Hudson
Hearing Site: Jacksonville, FL
| | |
| 09-07227 | 07/16/2012 | Claimant(s): Carlos Oubina, Fernando Granda, Graciela de Martinez, Hector Lestard, Jorge Besser, Jose Ganem, Juan Navarro Floria, Miguel Martinez, Norma Arauz de Pereiro, Patricia de Castro, Gladbrook Investments Ltd., Sandhill Overseas Ltd., Westbrook Business Corp., S.A.
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): EFG Capital International Corp.
Respondent Lawyers(s): Ivan P. Harris
Arbitrator(s): Monroe Mitchel, Suzanne E. Mowry, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 10-00840 | 07/06/2012 | Claimant(s): Gustavo Kogan, Jorge Braver, Ralif Limited, Triac Enterprises Limited
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): EFG Capital International Corp.
Respondent Lawyers(s): Ivan P. Harris
Arbitrator(s): George W. Rodormer, Gloria O. North, Soraya Maria Figueiredo
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 10-03230 | 12/29/2011 | Claimant(s): Barbara Sanborn
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Marilyn G. Moran
Arbitrator(s): Gloria O. North, Mary H. Cory, Judith Ann Ripps
Hearing Site: Boca Raton, FL
| | |
| 08-04196 | 02/17/2010 | Claimant(s): SMH Capital.
Claimant Lawyers(s): Andrew R. Harvin
Respondent(s): Louis Berkowitz
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Kalman J. Lester, Gary Paul Whorton, Eugene D. Mirabello
Hearing Site: Boca Raton, FL
| | |
| 08-04195 | 01/25/2010 | Claimant(s): SMH Capital.
Claimant Lawyers(s): Andrew R. Harvin
Respondent(s): Alan Pacella
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Robert K. Ruskin, Richard Andrew Cahlin, Lisa Marie Macci
Hearing Site: Boca Raton, FL
| | |
| 07-00130 | 03/17/2009 | Claimant(s): Duane Winchester, Fahrudin Sinanaj, John Suh, Tyre Newsome
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): Maxim Group LLC
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Hilary B. Miller, Mary Noe, Keith Roberts
Hearing Site: New York, NY
| | |
| 06-04252 | 12/15/2008 | Claimant(s): Michael Cohen
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Joseph J. Sullivan
Arbitrator(s): Guy K. Stewart, Martin A. Feigenbaum, Bernice Leah Stander
Hearing Site: Boca Raton, FL
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