20-00916 | 12/14/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig Stein Respondent(s): David Cohen Respondent Lawyers(s): Jeffrey L. Cox Arbitrator(s): Robert G. Geeseman, Isadora Velazquez-Rivas, Bradley Scott Goldfarb Hearing Site: Boca Raton, FL
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19-03791 | 07/15/2020 | Claimant(s): David Cohen Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Stuart K. Furman, Martin M. Van Luven, Thomas Roe Oldt Hearing Site: Orlando, FL
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17-01478 | 10/03/2018 | Claimant(s): Rose Leviton Claimant Lawyers(s): Christopher J. Major Respondent(s): David Cohen, Stifel, Nicolaus & Co.., Janney Montgomery Scott LLC Respondent Lawyers(s): Edwin A. Zipf, Theodore R. Snyder Arbitrator(s): Anna M. Fanelli, Martin A. Edelstein, Linda J. Baer Hearing Site: New York, NY
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09-03347 | 12/03/2009 | Claimant(s): Margaret G. Cargill Revocable Trust Claimant Lawyers(s): Andre R. Perron Respondent(s): David Cohen, Michael Cohen, Cohen Investment Management., Harbor Financial Services Respondent Lawyers(s): Gary Irwin Arbitrator(s): Paul Sidney Elliott, JD Hearing Site: Tampa, FL
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