| 23-02347 | 03/28/2024 | Claimant(s): Carlos Estima, Eduardo Cruz, Kenia Naves Rocha, Luis De Melo Ferreira
Claimant Lawyers(s): Jordi C. Martinez-Cid
Respondent(s): EFG Capital International
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Gloria F. Katz, Paul A. Holmes, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 23-03515 | 03/12/2024 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Silvio Borrero
Respondent Lawyers(s): Silvio Borrero
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 23-02119 | 02/22/2024 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Gerald Cocuzzo
Respondent Lawyers(s): Gerald John Cocuzzo
Arbitrator(s): Robert G. Geeseman, Glenn Jerrold Waldman, Lori Lovgren
Hearing Site: Boca Raton, FL
| | |
| 23-00999 | 01/04/2024 | Claimant(s): FTI Capital Advisors.
Claimant Lawyers(s): Andrew T. Solomon
Respondent(s): Bird Global.
Respondent Lawyers(s): Clint Johnson
Arbitrator(s): Will Murphy, Robert G. Geeseman, Joseph Galinskie
Hearing Site: Boca Raton, FL
|  | $0 |
| 23-00296 | 07/24/2023 | Claimant(s): Glenn Siegel, Joy Siegel
Claimant Lawyers(s): Christopher L. Lufrano
Respondent(s): Lucia Securities
Respondent Lawyers(s): Mike West
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-02117 | 07/21/2023 | Claimant(s): Meryll Bangsil
Claimant Lawyers(s): Zachary Morse
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 19-02755 | 11/30/2022 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): John Carroll
Respondent Lawyers(s): John Francis Carroll
Arbitrator(s): Kimberly A. Gilmour, Dennis J. Levin, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 22-00917 | 11/28/2022 | Claimant(s): Yan Binder
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffrey D. Rodgers
Arbitrator(s): Stuart Bruce Klein, Robert G. Geeseman, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | |
| 19-01542 | 07/26/2022 | Claimant(s): Alpha Quantum LLC c/o Jose Michelen
Claimant Lawyers(s): David E. Robbins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Steven Gerard Goerke, Jane A. Smith, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | $0 |
| 21-01637 | 03/14/2022 | Claimant(s): Charles Wallace
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
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